Marathon Trading Investment Management’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Marathon Trading Investment Management’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-5,000	Closed	-$576K	–	567
2014 Q3	$576K	Sell	5,000 -1,000	-17%	-$117K	0.02%	204
2014 Q2	$718K	Buy	6,000 +800	+15%	+$90.4K	0.02%	183
2014 Q1	$559K	Buy	+5,200	New	+$563K	0.02%	153

Other funds holding CTR

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Marathon Trading Investment Management's CTR Position: Q4 2014 in Review

Marathon Trading Investment Management sold out of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR) in Q4 2014, closing a stake of 5,000 shares — an estimated $576K sold.

Marathon Trading Investment Management first reported a position in CTR in Q1 2014 and held it in 3 quarters. The position peaked at $718K in Q2 2014. 44 funds tracked by Wall St. Rank hold CTR as of Q4 2014.

Marathon Trading Investment Management reported no remaining ClearBridge MLP and Midstream Total Return Fund Inc. position as of Q4 2014 after selling out during the quarter.
Marathon Trading Investment Management sold 5,000 ClearBridge MLP and Midstream Total Return Fund Inc. shares in Q4 2014, an estimated $576K.
Marathon Trading Investment Management first reported a position in ClearBridge MLP and Midstream Total Return Fund Inc. in Q1 2014 and held it in 3 quarters.
Marathon Trading Investment Management's ClearBridge MLP and Midstream Total Return Fund Inc. position peaked at $718K in Q2 2014.
44 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Total Return Fund Inc. as of Q4 2014.

Based on Marathon Trading Investment Management's 13F filing for Q4 2014, filed 17 Feb 2015.