Jane Street’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Jane Street’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-2,991	Closed	-$345K	–	3139
2014 Q3	$345K	Buy	+2,991	New	+$351K	﹤0.01%	1771
2013 Q4	–	Sell	-4,296	Closed	-$469K	–	2992
2013 Q3	$469K	Buy	4,296 +1,947	+83%	+$224K	0.01%	1758
2013 Q2	$283K	Buy	+2,349	New	+$270K	﹤0.01%	1947

Other funds holding CTR

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Jane Street's CTR Position: Q4 2014 in Review

Jane Street sold out of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR) in Q4 2014, closing a stake of 2,991 shares — an estimated $345K sold.

Jane Street first reported a position in CTR in Q2 2013 and held it in 3 quarters. The position peaked at $469K in Q3 2013. 44 funds tracked by Wall St. Rank hold CTR as of Q4 2014.

Jane Street reported no remaining ClearBridge MLP and Midstream Total Return Fund Inc. position as of Q4 2014 after selling out during the quarter.
Jane Street sold 2,991 ClearBridge MLP and Midstream Total Return Fund Inc. shares in Q4 2014, an estimated $345K.
Jane Street first reported a position in ClearBridge MLP and Midstream Total Return Fund Inc. in Q2 2013 and held it in 3 quarters.
Jane Street's ClearBridge MLP and Midstream Total Return Fund Inc. position peaked at $469K in Q3 2013.
44 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Total Return Fund Inc. as of Q4 2014.

Based on Jane Street's 13F filing for Q4 2014, filed 17 Feb 2015.