Apriem Advisors’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Apriem Advisors’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-202	Closed	-$11K	–	400
2018 Q2	$11K	Buy	+202	New	+$11.1K	﹤0.01%	420
2017 Q2	–	Sell	-1,602	Closed	-$109K	–	575
2017 Q1	$109K	Hold	1,602	–	–	0.03%	167
2016 Q4	$102K	Hold	1,602	–	–	0.03%	164
2016 Q3	$105K	Hold	1,602	–	–	0.03%	162
2016 Q2	$103K	Hold	1,602	–	–	0.03%	161
2016 Q1	$83K	Hold	1,602	–	–	0.03%	152
2015 Q4	$99K	Hold	1,602	–	–	0.04%	139
2015 Q3	$110K	Hold	1,602	–	–	0.04%	131
2015 Q2	$146K	Hold	1,602	–	–	0.05%	117
2015 Q1	$159K	Hold	1,602	–	–	0.06%	120
2014 Q4	$171K	Hold	1,602	–	–	0.06%	99
2014 Q3	$185K	Sell	1,602 -240	-13%	-$28.2K	0.07%	100
2014 Q2	$221K	Sell	1,842 -900	-33%	-$102K	0.08%	110
2014 Q1	$295K	Buy	+2,742	New	+$297K	0.11%	97

Other funds holding CTR

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $8.93B AUM 25.13% 1-Year Est. Return

Apriem Advisors's CTR Position: Q3 2018 in Review

Apriem Advisors sold out of ClearBridge MLP and Midstream Total Return Fund Inc. (CTR) in Q3 2018, closing a stake of 202 shares — an estimated $11K sold.

Apriem Advisors first reported a position in CTR in Q1 2014 and held it in 14 quarters. The position peaked at $295K in Q1 2014. 46 funds tracked by Wall St. Rank hold CTR as of Q3 2018.

Apriem Advisors reported no remaining ClearBridge MLP and Midstream Total Return Fund Inc. position as of Q3 2018 after selling out during the quarter.
Apriem Advisors sold 202 ClearBridge MLP and Midstream Total Return Fund Inc. shares in Q3 2018, an estimated $11K.
Apriem Advisors first reported a position in ClearBridge MLP and Midstream Total Return Fund Inc. in Q1 2014 and held it in 14 quarters.
Apriem Advisors's ClearBridge MLP and Midstream Total Return Fund Inc. position peaked at $295K in Q1 2014.
46 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Total Return Fund Inc. as of Q3 2018.

Based on Apriem Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.