Apriem Advisors’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Apriem Advisors’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-202	Closed	-$11K	–	400
2018 Q2	$11K	Buy	+202	New	+$11.1K	﹤0.01%	420
2017 Q2	–	Sell	-1,602	Closed	-$109K	–	576
2017 Q1	$109K	Hold	1,602	–	–	0.03%	167
2016 Q4	$102K	Hold	1,602	–	–	0.03%	164
2016 Q3	$105K	Hold	1,602	–	–	0.03%	162
2016 Q2	$103K	Hold	1,602	–	–	0.03%	161
2016 Q1	$83K	Hold	1,602	–	–	0.03%	152
2015 Q4	$99K	Hold	1,602	–	–	0.04%	139
2015 Q3	$110K	Hold	1,602	–	–	0.04%	131
2015 Q2	$146K	Hold	1,602	–	–	0.05%	117
2015 Q1	$159K	Hold	1,602	–	–	0.06%	120
2014 Q4	$171K	Hold	1,602	–	–	0.06%	99
2014 Q3	$185K	Sell	1,602 -240	-13%	-$28.2K	0.07%	100
2014 Q2	$221K	Sell	1,842 -900	-33%	-$102K	0.08%	110
2014 Q1	$295K	Buy	+2,742	New	+$297K	0.11%	97

Other funds holding CTR

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Horizon Kinetics New York $2.96B AUM 5.37% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Cornerstone Wealth Management St. Peters, Missouri $2B AUM 19.19% 1-Year Est. Return