Horizon Kinetics’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Horizon Kinetics’s Portfolio CTR Stock Details CTR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$3.38M	Sell	86,786 -14,968	-15%	-$730K	0.11%	78
2018 Q3	$5.78M	Buy	101,754 +4,893	+5%	+$284K	0.14%	61
2018 Q2	$5.41M	Buy	96,861 +4,313	+5%	+$236K	0.14%	66
2018 Q1	$4.55M	Buy	92,548 +1,625	+2%	+$95.6K	0.13%	68
2017 Q4	$5.28M	Sell	90,923 -6,615	-7%	-$385K	0.15%	66
2017 Q3	$6.2M	Buy	97,538 +23,315	+31%	+$1.45M	0.18%	63
2017 Q2	$4.74M	Buy	74,223 +2,578	+4%	+$169K	0.16%	68
2017 Q1	$4.89M	Buy	71,645 +2,805	+4%	+$188K	0.15%	71
2016 Q4	$4.4M	Buy	68,840 +3,665	+6%	+$229K	0.14%	74
2016 Q3	$4.26M	Buy	65,175 +5,060	+8%	+$327K	0.12%	80
2016 Q2	$3.85M	Buy	+60,115	New	+$3.55M	0.1%	90

Other funds holding CTR

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $8.93B AUM 25.13% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return

Horizon Kinetics's CTR Position: Q4 2018 in Review

Horizon Kinetics reduced its ClearBridge MLP and Midstream Total Return Fund Inc. (CTR) stake by 15% in Q4 2018, selling an estimated $730K and leaving 86,786 shares worth $3.38M. The position accounts for 0.11% of the portfolio, ranked #78.

Horizon Kinetics first reported a position in CTR in Q2 2016 and has held it in 11 quarters since. The position peaked at $6.2M in Q3 2017. 50 funds tracked by Wall St. Rank hold CTR as of Q4 2018.

Horizon Kinetics held 86,786 shares of ClearBridge MLP and Midstream Total Return Fund Inc. worth $3.38M as of Q4 2018.
Horizon Kinetics sold 14,968 ClearBridge MLP and Midstream Total Return Fund Inc. shares in Q4 2018, an estimated $730K.
ClearBridge MLP and Midstream Total Return Fund Inc. made up 0.11% of Horizon Kinetics's portfolio in Q4 2018, its #78 holding.
Horizon Kinetics first reported a position in ClearBridge MLP and Midstream Total Return Fund Inc. in Q2 2016 and has held it in 11 quarters since.
Horizon Kinetics's ClearBridge MLP and Midstream Total Return Fund Inc. position peaked at $6.2M in Q3 2017.
50 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Total Return Fund Inc. as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.