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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
76
Invesco
Georgia
$623K -$80.9K -3,584 -11%
AC
77
AlphaCore Capital
California
$621K +$628K +27,810 New
Osaic Holdings
78
Osaic Holdings
Arizona
$586K -$3.61K -160 -0.6%
AGP
79
Autumn Glory Partners
Texas
$580K +$135K +6,000 +30%
D.E. Shaw & Co
80
D.E. Shaw & Co
New York
$571K -$1.72M -76,064 -75%
SIC
81
Samalin Investment Counsel
New York
$535K +$28.2K +1,251 +6%
ACM
82
Aquatic Capital Management
Illinois
$517K -$806K -35,687 -61%
GC
83
Guggenheim Capital
Illinois
$516K -$11.5K -508 -2%
NFC
84
Northeast Financial Consultants
Connecticut
$488K +$494K +21,867 New
AWM
85
Apollon Wealth Management
South Carolina
$480K +$18.4K +817 +4%
CCIA
86
Campbell & Co Investment Adviser
Maryland
$477K -$310K -13,738 -39%
CCA
87
Catalyst Capital Advisors
New York
$446K – – –
Mariner
88
Mariner
Kansas
$440K +$108K +4,783 +32%
EGM
89
Engineers Gate Manager
New York
$437K +$442K +19,587 New
GC
90
Grimes & Company
Massachusetts
$415K +$420K +18,599 New
DP
91
Dearborn Partners
Illinois
$411K -$12K -531 -3%
1WM
92
1900 Wealth Management
Texas
$408K – – –
LIA
93
LBMC Investment Advisors
Tennessee
$407K – – –
NA
94
NewEdge Advisors
Louisiana
$405K -$21.9K -971 -5%
VA
95
Vident Advisory
Georgia
$402K +$171K +7,576 +73%
BA
96
Bard Associates
Illinois
$385K – – –
LF
97
Lansforsakringar Fondforvaltning
Sweden
$360K +$364K +16,133 New
USCWA
98
U.S. Capital Wealth Advisors
Texas
$357K +$339 +15 +0.1%
MA
99
Mutual Advisors
Nebraska
$352K +$392K +17,379 New
OC
100
Oppenheimer & Co
New York
$334K -$271 -12 -0.1%