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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
CSC
51
Caldwell Sutter Capital
California
$1.08M
Osaic Holdings
52
Osaic Holdings
Arizona
$1.07M +$149K +6,113 +17%
HCA
53
Harbor Capital Advisors
Illinois
$1.05M +$1.03M +42,083 New
WI
54
Wintrust Investments
Illinois
$1M +$979K +40,150 New
OC
55
Oppenheimer & Co
New York
$996K -$18.4K -755 -2%
CSS
56
Cubist Systematic Strategies
Connecticut
$940K +$918K +37,647 New
Wells Fargo
57
Wells Fargo
California
$938K -$239K -9,799 -21%
CWM
58
Cornerstone Wealth Management
Missouri
$914K +$77.4K +3,174 +9%
TI
59
Trexquant Investment
Connecticut
$845K +$826K +33,855 New
Cambridge Investment Research Advisors
60
Cambridge Investment Research Advisors
Iowa
$828K +$121K +4,973 +18%
Invesco
61
Invesco
Georgia
$823K -$8.49M -347,992 -91%
CA
62
Cetera Advisors
Colorado
$719K +$394K +16,149 +128%
Canada Life
63
Canada Life
Manitoba, Canada
$689K -$212K -8,685 -24%
Envestnet Asset Management
64
Envestnet Asset Management
Illinois
$634K -$158K -6,498 -20%
VEA
65
Virtus ETF Advisers
New York
$632K +$148K +6,081 +32%
SS
66
Sunbelt Securities
Texas
$609K +$121K +4,958 +26%
ASFA
67
All Season Financial Advisors
Colorado
$569K -$145K -5,959 -21%
RJT
68
Raymond James Trust
Florida
$563K +$127K +5,220 +30%
AWM
69
Apollon Wealth Management
South Carolina
$511K +$1.07K +44 +0.2%
Corient Private Wealth
70
Corient Private Wealth
Florida
$508K -$113K -4,637 -19%
Connor, Clark & Lunn Investment Management (CC&L)
71
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$463K +$153K +6,264 +51%
ACM
72
Aquatic Capital Management
Illinois
$462K +$14.6K +600 +3%
SIC
73
Samalin Investment Counsel
New York
$460K +$44K +1,805 +11%
1WM
74
1900 Wealth Management
Texas
$456K
BA
75
Bard Associates
Illinois
$454K -$8.05K -330 -2%