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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
1WM
51
1900 Wealth Management
Texas
$337K – – –
BA
52
Bard Associates
Illinois
$320K -$50.6K -2,300 -12%
HKAM
53
Horizon Kinetics Asset Management
New York
$313K – – –
GCP
54
GSA Capital Partners
United Kingdom
$311K +$371K +16,866 New
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$304K -$88K -4,000 -19%
ASFA
56
All Season Financial Advisors
Colorado
$296K +$3.5K +159 +1%
D.E. Shaw & Co
57
D.E. Shaw & Co
New York
$285K -$775K -35,201 -69%
CWM
58
Cornerstone Wealth Management
Missouri
$274K +$328K +14,879 New
Cetera Investment Advisers
59
Cetera Investment Advisers
Illinois
$273K +$115K +5,223 +54%
CSS
60
Cubist Systematic Strategies
Connecticut
$264K +$316K +14,341 New
US Bancorp
61
US Bancorp
Minnesota
$254K +$2.93K +133 +1%
VF
62
Virtu Financial
New York
$251K +$301K +13,653 New
Squarepoint
63
Squarepoint
New York
$248K +$297K +13,475 New
GLA
64
Good Life Advisors
Pennsylvania
$233K -$4.4K -200 -2%
DTL
65
Dynamic Technology Lab
Singapore
$233K +$278K +12,650 New
QT
66
Quantbot Technologies
New York
$220K +$157K +7,114 +147%
Mariner
67
Mariner
Kansas
$218K – – –
BNP Paribas Financial Markets
68
BNP Paribas Financial Markets
France
$212K +$220K +10,000 +667%
Geode Capital Management
69
Geode Capital Management
Massachusetts
$207K – – –
SS
70
Sunbelt Securities
Texas
$202K -$1.54K -70 -0.6%
RJFSA
71
Raymond James Financial Services Advisors
Florida
$201K +$4.4K +200 +2%
PAG
72
Private Advisor Group
New Jersey
$200K -$11.2K -511 -4%
Brown Advisory
73
Brown Advisory
Maryland
$197K – – –
SBH
74
Segall Bryant & Hamill
Illinois
$196K – – –
State Farm Mutual Automobile Insurance
75
State Farm Mutual Automobile Insurance
Illinois
$184K – – –