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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
ECM
51
ExodusPoint Capital Management
New York
$237K +$247K +11,400 New
Connor, Clark & Lunn Investment Management (CC&L)
52
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$233K -$181K -8,375 -43%
AG
53
Advisor Group
Arizona
$225K +$19.5K +899 +9%
CAG
54
Csenge Advisory Group
Florida
$224K +$30.7K +1,420 +15%
Brown Advisory
55
Brown Advisory
Maryland
$223K
RIG
56
Roosevelt Investment Group
New York
$208K +$217K +10,009 New
CSS
57
Cubist Systematic Strategies
Connecticut
$204K +$212K +9,786 New
CF
58
Centaurus Financial
California
$166K +$172K +7,965 New
Canada Life
59
Canada Life
Manitoba, Canada
$111K +$116K +5,365 New
Nisa Investment Advisors
60
Nisa Investment Advisors
Missouri
$96K +$99.5K +4,600 New
JP Morgan Chase
61
JP Morgan Chase
New York
$93K -$994K -45,949 -91%
ACM
62
Allred Capital Management
Texas
$62.4K +$64.9K +3,000 New
TRCT
63
Tower Research Capital (TRC)
New York
$43K +$1.99K +92 +5%
VCM
64
Vigilant Capital Management
Maine
$42K +$43.3K +2,000 New
VFA
65
Valeo Financial Advisors
Indiana
$36K +$2.1K +97 +6%
APA
66
American Portfolios Advisors
New York
$24.6K
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$21K
PFGIA
68
Patriot Financial Group Insurance Agency
Massachusetts
$19K +$8.65K +400 +80%
VRM
69
Vectors Research Management
New York
$10K
SIS
70
Sound Income Strategies
Florida
$9K +$9.22K +426 New
TFA
71
Toth Financial Advisory
Virginia
$6K
GAM
72
Gemmer Asset Management
California
$5K +$5.41K +250 New
LPWM
73
Lake Point Wealth Management
Texas
$2K +$2.16K +100 New
Deutsche Bank
74
Deutsche Bank
Germany
$2K +$2.51K +116 New
BFEC
75
Benjamin F. Edwards & Company
Missouri
$1K