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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
SBH
51
Segall Bryant & Hamill
Illinois
$223K
AG
52
Aperio Group
California
$208K +$215K +9,918 New
CF
53
Centaurus Financial
California
$179K +$182K +8,365 +4,647%
PGAM
54
Princeton Global Asset Management
New Jersey
$50K
VFA
55
Valeo Financial Advisors
Indiana
$34K +$34.9K +1,606 New
AIM
56
Advantage Investment Management
Iowa
$25K +$25.6K +1,177 New
APA
57
American Portfolios Advisors
New York
$24.7K
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$21K
OSNBOA
59
Old Second National Bank of Aurora
Illinois
$10K
VRM
60
Vectors Research Management
New York
$10K
PFGIA
61
Patriot Financial Group Insurance Agency
Massachusetts
$10K +$10.9K +500 New
TRCT
62
Tower Research Capital (TRC)
New York
$7K -$15.3K -703 -69%
TFA
63
Toth Financial Advisory
Virginia
$6K +$6.52K +300 New
LPWM
64
Lake Point Wealth Management
Texas
$2K
BFEC
65
Benjamin F. Edwards & Company
Missouri
$1K
RRAM
66
River Road Asset Management
Kentucky
-$12.6M -598,863 Closed
RJA
67
Raymond James & Associates
Florida
-$2.35M -111,482 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
68
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
-$1.08M -51,200 Closed
SMDAM
69
Sumitomo Mitsui DS Asset Management
Japan
-$895K -42,578 Closed
Two Sigma Investments
70
Two Sigma Investments
New York
-$313K -14,894 Closed
FNC
71
First National Corp
Massachusetts
-$112K -5,327 Closed
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
-$6K -276 Closed
DBT
73
Dubuque Bank & Trust
Iowa
-$5K -250 Closed
Canada Pension Plan Investment Board
74
Canada Pension Plan Investment Board
Ontario, Canada
-$2K -100 Closed
HNB
75
Huntington National Bank
Ohio
+$22 +1 New