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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
D.E. Shaw & Co
26
D.E. Shaw & Co
New York
$1.2M +$1.02M +41,505 +454%
LCWP
27
Legacy Capital Wealth Partners
Arkansas
$1.18M +$2.92K +119 +0.2%
JMPWA
28
JP Morgan Private Wealth Advisors
California
$1.09M +$1.13M +45,990 New
UBS Group
29
UBS Group
Switzerland
$936K +$89.8K +3,667 +10%
RJA
30
Raymond James & Associates
Florida
$837K +$42.9K +1,750 +5%
KAS
31
Kestra Advisory Services
Texas
$753K -$18.3K -747 -2%
QC
32
Quadrature Capital
United Kingdom
$749K -$1.4M -57,001 -64%
RIG
33
Roosevelt Investment Group
New York
$621K
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$613K +$19K +777 +3%
AR
35
Advisory Research
Illinois
$585K
CAG
36
Csenge Advisory Group
Florida
$581K +$144K +5,895 +32%
Mirae Asset Global Investments
37
Mirae Asset Global Investments
South Korea
$562K +$539 +22 +0.1%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$488K +$15K +611 +3%
Osaic Holdings
39
Osaic Holdings
Arizona
$481K -$49K -2,001 -8%
VEA
40
Virtus ETF Advisers
New York
$477K +$137K +5,601 +39%
BA
41
Bard Associates
Illinois
$467K -$7.35K -300 -2%
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$449K +$207K +8,435 +81%
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$448K +$458K +18,700 New
1WM
44
1900 Wealth Management
Texas
$434K
Citadel Advisors
45
Citadel Advisors
Florida
$417K -$59.5K -2,428 -12%
HKAM
46
Horizon Kinetics Asset Management
New York
$403K
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$392K +$53.1K +2,169 +15%
JF
48
Jump Financial
Illinois
$387K -$95.6K -3,900 -19%
ASFA
49
All Season Financial Advisors
Colorado
$377K -$221K -9,025 -36%
US Bancorp
50
US Bancorp
Minnesota
$325K