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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$425K +$202K +14,383 +91%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$421K -$49.7K -3,538 -11%
RIG
28
Roosevelt Investment Group
New York
$366K -$17K -1,209 -4%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$357K +$84 +6 +0%
Osaic Holdings
30
Osaic Holdings
Arizona
$320K +$27.9K +1,985 +10%
WS
31
Wedbush Securities
California
$305K +$56.2K +4,000 +23%
HKAM
32
Horizon Kinetics Asset Management
New York
$259K -$2.81K -200 -1%
CG
33
Colony Group
Massachusetts
$252K +$351 +25 +0.1%
BA
34
Bard Associates
Illinois
$246K -$4.22K -300 -2%
CAG
35
Csenge Advisory Group
Florida
$233K +$51K +3,626 +29%
Two Sigma Investments
36
Two Sigma Investments
New York
$212K -$264K -18,767 -55%
RJA
37
Raymond James & Associates
Florida
$209K +$209K +14,865 New
VEA
38
Virtus ETF Advisers
New York
$208K -$457K -32,485 -69%
US Bancorp
39
US Bancorp
Minnesota
$192K -$28.1K -2,000 -13%
Geode Capital Management
40
Geode Capital Management
Massachusetts
$172K – – –
WGA
41
Weather Gauge Advisory
Virginia
$171K +$2.7K +192 +2%
Brown Advisory
42
Brown Advisory
Maryland
$150K – – –
SBH
43
Segall Bryant & Hamill
Illinois
$150K +$150K +10,664 New
AIM
44
Aigen Investment Management
New York
$149K -$79.3K -5,644 -35%
CF
45
Centaurus Financial
California
$111K +$2.64K +188 +2%
Canada Life
46
Canada Life
Manitoba, Canada
$101K +$9.71K +691 +11%
Wells Fargo
47
Wells Fargo
California
$56K -$390K -27,726 -87%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$38K – – –
TH
49
TCTC Holdings
Texas
$30K – – –
SIS
50
Sound Income Strategies
Florida
$29K – – –