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CRF

Cornerstone Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$16.8M -$575K -39,154 -4%
YCM
2
Yakira Capital Management
Connecticut
$2.5M -$281K -19,105 -11%
RJA
3
Raymond James & Associates
Florida
$719K +$201K +13,682 +43%
CCP
4
Clough Capital Partners
Massachusetts
$517K +$481K +32,762 New
WS
5
Wedbush Securities
California
$286K -$115K -7,843 -30%
LPL Financial
6
LPL Financial
California
$232K -$22.3K -1,520 -10%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$107K -$47.9K -3,264 -32%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$82K +$76.7K +5,224 New
MFS
9
MSI Financial Services
Massachusetts
$36K
Morgan Stanley
10
Morgan Stanley
New York
$32K
Creative Planning
11
Creative Planning
Kansas
$27K +$6.2K +422 +33%
AIG
12
American International Group
New York
$16K
GWM
13
Geneos Wealth Management
Colorado
$10K +$9.78K +666 New
Wells Fargo
14
Wells Fargo
California
$6K
PFG
15
Piershale Financial Group
Illinois
$4K
TRCT
16
Tower Research Capital (TRC)
New York
$4K +$3.76K +256 New
Bank of America
17
Bank of America
North Carolina
$2K +$1.79K +122 New
Citigroup
18
Citigroup
New York
$2K +$2.31K +157 New
Barclays
19
Barclays
United Kingdom
$1K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$1K +$59 +4 +6%
NPC
21
National Planning Corporation
California
-$908K -64,167 Closed
IA
22
IFP Advisors
Florida
-$17K -1,009 Closed