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CRF

Cornerstone Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$59.3M -$7.34M -632,867 -11%
YCM
2
Yakira Capital Management
Connecticut
$9.46M -$1.93M -166,577 -17%
KIM
3
Karpus Investment Management
New York
$7.42M -$995K -85,762 -12%
CCP
4
Clough Capital Partners
Massachusetts
$6.89M -$477K -41,106 -7%
RCM
5
Rivernorth Capital Management
Florida
$4.26M -$2.11M -182,093 -33%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$3.35M +$325K +27,995 +11%
FFG
7
Ford Financial Group
California
$1.5M +$201K +17,317 +16%
MIG
8
Mariner Investment Group
New York
$1.44M
RJA
9
Raymond James & Associates
Florida
$1.24M +$425K +36,641 +53%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.18M +$398K +34,298 +52%
AG
11
Advisor Group
Arizona
$1.01M +$30.4K +2,621 +3%
Millennium Management
12
Millennium Management
New York
$264K +$260K +22,418 New
PAG
13
Private Advisor Group
New Jersey
$257K +$2.03K +175 +0.8%
KA
14
Kovack Advisors
Florida
$232K +$21.1K +1,818 +10%
IFWM
15
Institute for Wealth Management
Colorado
$200K +$198K +17,024 New
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$194K +$191K +16,474 New
LPL Financial
17
LPL Financial
California
$170K +$167K +14,432 New
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$129K
UBS Group
19
UBS Group
Switzerland
$118K -$22.9K -1,971 -16%
Morgan Stanley
20
Morgan Stanley
New York
$96K +$28.8K +2,480 +44%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$68K +$24.4K +2,101 +57%
CIAS
22
Capital Investment Advisory Services
North Carolina
$66K
QCIG
23
Quad-Cities Investment Group
Iowa
$44K +$38.9K +3,351 +772%
APA
24
American Portfolios Advisors
New York
$24K
GWM
25
Geneos Wealth Management
Colorado
$19K +$1.11K +96 +6%