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CRF

Cornerstone Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$85.8M +$78.4M +11,039,928 +30,924%
AGM
2
Alpine Global Management
New York
$22.3M +$870K +122,522 +4%
BFM
3
Boothbay Fund Management
New York
$21.5M +$431K +60,695 +2%
SC
4
Sculptor Capital
New York
$18.9M +$17.3M +2,442,757 New
YCM
5
Yakira Capital Management
Connecticut
$15.4M +$11.5M +1,615,677 +430%
RCM
6
Rivernorth Capital Management
Florida
$15.2M +$13.9M +1,954,887 New
LPL Financial
7
LPL Financial
California
$12.8M +$3.03M +426,753 +35%
AIA
8
Absolute Investment Advisers
Florida
$9.88M +$9.05M +1,274,973 New
AC
9
Almitas Capital
California
$6.44M +$5.9M +831,088 New
UFM
10
Ursa Fund Management
California
$5.62M +$4.78M +674,000 +1,322%
CCC
11
Cable Car Capital
California
$5.13M -$101K -14,159 -2%
QL
12
Quarry LP
New York
$3.97M +$3.58M +504,635 +6,730%
PIA
13
Perennial Investment Advisors
California
$3.54M +$305K +42,952 +10%
Raymond James Financial
14
Raymond James Financial
Florida
$3.1M +$796K +112,132 +39%
Cohen & Steers
15
Cohen & Steers
New York
$2.25M +$1.84M +259,400 +848%
Osaic Holdings
16
Osaic Holdings
Arizona
$2.13M +$631K +88,902 +48%
Morgan Stanley
17
Morgan Stanley
New York
$1.84M -$399K -56,171 -19%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.61M +$16.2K +2,282 +1%
SG
19
StoneX Group
New York
$1.48M +$302K +42,600 +29%
PI
20
PFG Investments
New York
$1.39M +$299K +42,117 +31%
CF
21
Cantor Fitzgerald
New York
$1.19M +$1.09M +153,582 New
WCM
22
Winebrenner Capital Management
Kentucky
$853K -$15.6K -2,200 -2%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$718K -$21.8K -3,073 -3%
AAS
24
Avantax Advisory Services
Texas
$668K +$612K +86,151 New
CPIG
25
Chicago Partners Investment Group
Illinois
$595K -$30.3K -4,270 -5%