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CRF

Cornerstone Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
YCM
1
Yakira Capital Management
Connecticut
$2.58M -$1.67M -73,311 -39%
NPC
2
National Planning Corporation
California
$1.29M +$43.1K +1,894 +3%
WS
3
Wedbush Securities
California
$539K +$87K +3,825 +19%
LPL Financial
4
LPL Financial
California
$516K +$301K +13,243 +131%
BRWA
5
B. Riley Wealth Advisors
Florida
$261K +$268K +11,781 +100%
U
6
UBS
Switzerland
$197K +$8.35K +367 +4%
CL
7
CSS LLC
Illinois
$161K +$5.69K +250 +4%
CA
8
Cetera Advisors
Colorado
$100K
VKH
9
Virtu KCG Holdings
New York
$65K +$66.4K +2,919 New
Morgan Stanley
10
Morgan Stanley
New York
$47K
Creative Planning
11
Creative Planning
Kansas
$32K +$2.87K +126 +10%
SIA
12
Sit Investment Associates
Minnesota
$22K -$1.76M -77,422 -99%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$21K +$21.2K +932 New
Citigroup
14
Citigroup
New York
$11K +$10.9K +479 New
NFG
15
Next Financial Group
Texas
$7K +$7.55K +332 New
NES
16
New England Securities
New York
$5K -$5.28K -232 -51%
TRCT
17
Tower Research Capital (TRC)
New York
$2K +$341 +15 +22%
RCM
18
Rivernorth Capital Management
Florida
-$892K -38,378 Closed
DMAM
19
Del Mar Asset Management
New York
-$112K -4,820 Closed
COLIM
20
City of London Investment Management
United Kingdom
-$84K -3,570 Closed
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
-$69K -2,979 Closed
WA
22
WFG Advisors
Texas
-$1K -64 Closed
AIG
23
American International Group
New York
-$24 -1 Closed
Wells Fargo
24
Wells Fargo
California
+$23 +1 New