National Planning Corporation’s Cornerstone Total Return Fund CRF Stock Holding History

National Planning Corporation’s Portfolio CRF Stock Details CRF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-64,167	Closed	-$908K	–	664
2015 Q4	$908K	Buy	+64,167	New	+$1.08M	0.07%	265
2015 Q1	–	Sell	-68,471	Closed	-$1.34M	–	910
2014 Q4	$1.34M	Buy	68,471 +10,694	+19%	+$204K	0.1%	193
2014 Q3	$1.2M	Sell	57,777 -595	-1%	-$13.3K	0.09%	216
2014 Q2	$1.29M	Buy	58,372 +1,894	+3%	+$43.1K	0.1%	199
2014 Q1	$1.33M	Buy	56,478 +1,402	+3%	+$32.7K	0.11%	182
2013 Q4	$1.3M	Buy	55,076 +17,031	+45%	+$422K	0.12%	192
2013 Q3	$1.01M	Buy	+38,045	New	+$1M	0.1%	217

Other funds holding CRF

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

National Planning Corporation's CRF Position: Q1 2016 in Review

National Planning Corporation sold out of Cornerstone Total Return Fund (CRF) in Q1 2016, closing a stake of 64,167 shares — an estimated $908K sold.

National Planning Corporation first reported a position in CRF in Q3 2013 and held it in 7 quarters. The position peaked at $1.34M in Q4 2014. 20 funds tracked by Wall St. Rank hold CRF as of Q1 2016.

National Planning Corporation reported no remaining Cornerstone Total Return Fund position as of Q1 2016 after selling out during the quarter.
National Planning Corporation sold 64,167 Cornerstone Total Return Fund shares in Q1 2016, an estimated $908K.
National Planning Corporation first reported a position in Cornerstone Total Return Fund in Q3 2013 and held it in 7 quarters.
National Planning Corporation's Cornerstone Total Return Fund position peaked at $1.34M in Q4 2014.
20 funds tracked by Wall St. Rank held Cornerstone Total Return Fund as of Q1 2016.

Based on National Planning Corporation's 13F filing for Q1 2016, filed 16 May 2016.