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CRF

Cornerstone Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$43.4M -$4.46M -573,429 -8%
BFM
2
Boothbay Fund Management
New York
$18.7M +$1.15M +147,900 +6%
AGM
3
Alpine Global Management
New York
$17.9M +$1.09M +140,437 +6%
HHGC
4
Hunting Hill Global Capital
New York
$8.33M +$8.42M +1,083,885 +964%
Bank of America
5
Bank of America
North Carolina
$7.12M +$1.84M +236,769 +30%
LPL Financial
6
LPL Financial
California
$4.19M +$69.3K +8,922 +2%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$3.83M +$2.38M +306,699 +126%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.93M -$602K -77,422 -16%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.61M +$173K +22,321 +6%
FFG
10
Ford Financial Group
California
$2.42M -$40.1K -5,156 -1%
CCP
11
Clough Capital Partners
Massachusetts
$2.09M +$2.34M +300,594 New
Goldman Sachs
12
Goldman Sachs
New York
$1.55M -$754K -97,012 -30%
CF
13
Centaurus Financial
California
$1.4M +$94.1K +12,112 +6%
AWS
14
Atria Wealth Solutions
New York
$1.27M +$91K +11,713 +7%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$1.12M +$403K +51,839 +47%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.01M -$223K -28,667 -16%
YCM
17
Yakira Capital Management
Connecticut
$886K -$902K -116,051 -48%
CAN
18
Cetera Advisor Networks
California
$784K +$324K +41,670 +59%
WAM
19
Wolverine Asset Management
Illinois
$608K +$649K +83,521 +2,202%
CFD
20
Creative Financial Designs
Indiana
$527K +$233 +30 +0%
KA
21
Kovack Advisors
Florida
$513K +$65.9K +8,486 +13%
Citadel Advisors
22
Citadel Advisors
Florida
$474K +$529K +68,055 New
Morgan Stanley
23
Morgan Stanley
New York
$464K -$565K -72,692 -52%
BCM
24
Bluefin Capital Management
New York
$368K +$411K +52,938 New
RJA
25
Raymond James & Associates
Florida
$325K -$74.8K -9,632 -17%