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Cornerstone Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$3.22M -$8.19M -517,252 -70%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.05M +$24.4K +1,543 +2%
TC
3
TFS Capital
Pennsylvania
$395K +$439K +27,748 New
CA
4
Cetera Advisors
Colorado
$161K – – –
IA
5
IFP Advisors
Florida
$83K +$85K +5,368 +1,149%
Creative Planning
6
Creative Planning
Kansas
$68K -$712 -45 -0.9%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$44K +$48.4K +3,060 New
Morgan Stanley
8
Morgan Stanley
New York
$31K – – –
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$30K +$63 +4 +0.2%
MFS
10
MSI Financial Services
Massachusetts
$29K -$3.88K -245 -11%
AG
11
Advisor Group
Arizona
$15K – – –
GWM
12
Geneos Wealth Management
Colorado
$10K +$696 +44 +6%
TRCT
13
Tower Research Capital (TRC)
New York
$7K +$8.07K +510 New
Wells Fargo
14
Wells Fargo
California
$5K – – –
NFG
15
Next Financial Group
Texas
$5K +$5.25K +332 New
Bank of America
16
Bank of America
North Carolina
$4K – – –
Barclays
17
Barclays
United Kingdom
$1K – – –
YCM
18
Yakira Capital Management
Connecticut
– -$1.47M -91,762 Closed
TCM
19
Traynor Capital Management
Pennsylvania
– -$470K -28,899 Closed
RJA
20
Raymond James & Associates
Florida
– -$437K -27,281 Closed
VKH
21
Virtu KCG Holdings
New York
– -$214K -13,346 Closed
PFG
22
Piershale Financial Group
Illinois
– -$4K -255 Closed