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CRF

Cornerstone Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$10.1M -$15.5M -1,048,868 -59%
NMC
2
Nine Masts Capital
Hong Kong
$2.89M +$3.11M +210,630 New
CS
3
Credit Suisse
Switzerland
$1.72M +$1.85M +125,256 New
FFG
4
Ford Financial Group
California
$934K +$106K +7,140 +12%
YCM
5
Yakira Capital Management
Connecticut
$627K -$3.77M -254,615 -85%
Walleye Trading
6
Walleye Trading
New York
$411K -$810K -54,742 -65%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$358K
VF
8
Virtu Financial
New York
$272K +$294K +19,853 New
AG
9
Advisor Group
Arizona
$213K +$202K +13,641 +705%
Morgan Stanley
10
Morgan Stanley
New York
$141K +$19.6K +1,326 +15%
SFM
11
Signet Financial Management
New Jersey
$138K +$7.99K +540 +6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$37K -$547 -37 -1%
APA
13
American Portfolios Advisors
New York
$28K
GWM
14
Geneos Wealth Management
Colorado
$18K +$1.06K +72 +6%
Manulife (Manufacturers Life Insurance)
15
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$17K
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$14K +$15.1K +1,020 New
IA
17
IFP Advisors
Florida
$6K
Wells Fargo
18
Wells Fargo
California
$5K
RFM
19
Royal Fund Management
Florida
$5K +$5.4K +365 New
QCIG
20
Quad-Cities Investment Group
Iowa
$4K +$4.91K +332 New
Bank of America
21
Bank of America
North Carolina
$3K -$3.77K -255 -50%
Barclays
22
Barclays
United Kingdom
$1K
Citigroup
23
Citigroup
New York
$1K +$74 +5 +6%
PAG
24
Private Advisor Group
New Jersey
-$228K -15,412 Closed
FIM
25
Freedom Investment Management
Connecticut
-$165K -11,098 Closed