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PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP

Name Holding Trade Value Shares
Change 		Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$164M -$77.9M -773,720 -32%
RJA
2
Raymond James & Associates
Florida
$43M -$14.2M -141,499 -25%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$20.5M -$1.79M -17,746 -8%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$19.5M +$15.2M +151,019 +350%
Bank of America
5
Bank of America
North Carolina
$16.8M +$1.2M +11,902 +8%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$14M -$4.32M -42,909 -23%
PEA
7
Pacific Edge Advisors
California
$14M +$1.01M +10,060 +8%
UCFA
8
United Capital Financial Advisors
Texas
$13.7M -$931K -9,247 -6%
MAG
9
Mokosak Advisory Group
Iowa
$13.5M +$420K +4,170 +3%
UWM
10
USAdvisors Wealth Management
Minnesota
$11M +$391K +3,880 +4%
BTS
11
BB&T Securities
Virginia
$9.82M -$6.05M -60,142 -38%
FIM
12
Frontier Investment Management
Texas
$9.46M +$916K +9,095 +11%
ML
13
McAdam LLC
Pennsylvania
$7.11M +$809K +8,035 +13%
Jane Street
14
Jane Street
New York
$6.92M +$353K +3,510 +5%
AWMG
15
Alliance Wealth Management Group
New Jersey
$5.99M -$41.4K -411 -0.7%
TCM
16
Towercrest Capital Management
Pennsylvania
$5.99M +$6.01M +59,681 New
SPIA
17
Steward Partners Investment Advisory
New York
$5M -$2.19M -21,714 -30%
HFS
18
HL Financial Services
Kentucky
$4.37M +$50.1K +498 +1%
SP
19
SWS Partners
Ohio
$4.33M -$619K -6,146 -12%
SFA
20
Sequoia Financial Advisors
Ohio
$4.13M +$200K +1,983 +5%
LPL Financial
21
LPL Financial
California
$3.93M -$152K -1,514 -4%
UBS Group
22
UBS Group
Switzerland
$3.65M -$84.3K -837 -2%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$3.51M -$8.37M -83,107 -70%
William Blair & Company
24
William Blair & Company
Illinois
$3.48M +$244K +2,427 +8%
LYV
25
Live Your Vision
Pennsylvania
$3.4M -$4.52M -44,938 -57%
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