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PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP

Name Holding Trade Value Shares
Change 		Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$225M +$1.36M +13,050 +0.6%
RJA
2
Raymond James & Associates
Florida
$49.6M -$300K -2,876 -0.6%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$21.2M +$1.39M +13,288 +7%
BTS
4
BB&T Securities
Virginia
$15.5M +$29.1K +279 +0.2%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$15.3M +$764K +7,324 +5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$15.2M +$1.2M +11,482 +9%
UCFA
7
United Capital Financial Advisors
Texas
$13.2M +$1.68M +16,103 +15%
Bank of America
8
Bank of America
North Carolina
$12.5M -$21.2M -203,801 -63%
FWM
9
Frontier Wealth Management
Missouri
$8.08M +$204K +1,955 +3%
LYV
10
Live Your Vision
Pennsylvania
$7.27M +$1.22M +11,726 +21%
Jane Street
11
Jane Street
New York
$5.43M +$502K +4,813 +10%
AWMG
12
Alliance Wealth Management Group
New Jersey
$4.85M +$359K +3,445 +8%
SBL
13
Sargent Bickham Lagudis
Colorado
$4.45M +$789K +7,564 +22%
HFS
14
HL Financial Services
Kentucky
$4.13M -$76.6K -735 -2%
ML
15
McAdam LLC
Pennsylvania
$4.01M +$462K +4,434 +13%
William Blair & Company
16
William Blair & Company
Illinois
$3.51M -$102K -983 -3%
Morgan Stanley
17
Morgan Stanley
New York
$3.46M -$783K -7,506 -19%
LPL Financial
18
LPL Financial
California
$3.21M +$1.98K +19 +0.1%
DI
19
Diligent Investors
California
$2.98M +$51.8K +497 +2%
FIM
20
Frontier Investment Management
Texas
$2.63M +$12.1K +116 +0.5%
Wells Fargo
21
Wells Fargo
California
$2.42M +$250K +2,394 +12%
AI
22
Atria Investments
North Carolina
$2.25M +$197K +1,894 +10%
UBS Group
23
UBS Group
Switzerland
$2.04M -$958K -9,184 -32%
JSL
24
JT Stratford LLC
Georgia
$1.94M +$185K +1,774 +11%
SFA
25
Sequoia Financial Advisors
Ohio
$1.89M -$985K -9,447 -34%
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