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PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP

Name Holding Trade Value Shares
Change 		Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$96.8M +$94.1M +938,586 New
RJA
2
Raymond James & Associates
Florida
$17.3M +$16.8M +167,373 New
HighTower Advisors
3
HighTower Advisors
Illinois
$10.4M +$766K +7,641 +8%
BTS
4
BB&T Securities
Virginia
$8.03M +$7.81M +77,879 New
FWM
5
Frontier Wealth Management
Missouri
$7.83M -$689K -6,872 -8%
WP
6
WealthSource Partners
California
$7.74M +$7.52M +74,979 New
Morgan Stanley
7
Morgan Stanley
New York
$7.71M +$5.58M +55,678 +292%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$7.18M +$1.97M +19,646 +39%
Bank of America
9
Bank of America
North Carolina
$6.8M +$2.45M +24,406 +59%
LPL Financial
10
LPL Financial
California
$6.08M -$148K -1,473 -2%
HFS
11
HL Financial Services
Kentucky
$4.1M -$228K -2,274 -5%
Jane Street
12
Jane Street
New York
$2.74M +$2.67M +26,582 New
VKH
13
Virtu KCG Holdings
New York
$2.58M -$2.43M -24,217 -49%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$2.35M +$2.29M +22,823 New
Wells Fargo
15
Wells Fargo
California
$2.27M +$1.9M +18,942 +614%
FIM
16
Frontier Investment Management
Texas
$2.27M +$1.23M +12,293 +127%
SBL
17
Sargent Bickham Lagudis
Colorado
$1.26M +$1.22M +12,212 New
MIFH
18
Migdal Insurance & Financial Holdings
Israel
$1.16M -$200K -1,994 -15%
GC
19
Guggenheim Capital
Illinois
$1.03M -$180K -1,797 -15%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$1.03M +$1M +10,016 New
Bank of New York Mellon
21
Bank of New York Mellon
New York
$966K -$1.46M -14,592 -61%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$965K -$8.34M -83,142 -90%
DWM
23
Destination Wealth Management
California
$901K – – –
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$595K -$12.2K -122 -2%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$583K +$23.8K +237 +4%
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