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PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP

Name Holding Trade Value Shares
Change 		Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$220M +$103M +998,864 +88%
RJA
2
Raymond James & Associates
Florida
$48.9M +$28.2M +274,835 +138%
Bank of America
3
Bank of America
North Carolina
$33.2M +$4.88M +47,524 +17%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$19.4M +$12.4M +120,526 +177%
BTS
5
BB&T Securities
Virginia
$15.1M +$2.85M +27,710 +23%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$14.2M +$7.16M +69,746 +102%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$13.8M +$4.65M +45,263 +51%
UCFA
8
United Capital Financial Advisors
Texas
$11.3M +$6.99M +68,060 +164%
FWM
9
Frontier Wealth Management
Missouri
$7.72M +$5.55M +54,011 +258%
LYV
10
Live Your Vision
Pennsylvania
$5.89M +$396K +3,856 +7%
Jane Street
11
Jane Street
New York
$4.83M -$977K -9,513 -17%
AWMG
12
Alliance Wealth Management Group
New Jersey
$4.42M +$4.4M +42,806 New
Morgan Stanley
13
Morgan Stanley
New York
$4.17M +$863K +8,400 +26%
HFS
14
HL Financial Services
Kentucky
$4.12M -$26.2K -255 -0.6%
SBL
15
Sargent Bickham Lagudis
Colorado
$3.58M +$2.74M +26,644 +327%
William Blair & Company
16
William Blair & Company
Illinois
$3.55M -$135K -1,315 -4%
ML
17
McAdam LLC
Pennsylvania
$3.48M -$116K -1,132 -3%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$3.16M +$930K +9,054 +42%
LPL Financial
19
LPL Financial
California
$3.14M -$54.5K -531 -2%
UBS Group
20
UBS Group
Switzerland
$2.95M +$1.12M +10,905 +62%
DI
21
Diligent Investors
California
$2.87M +$152K +1,476 +6%
SFA
22
Sequoia Financial Advisors
Ohio
$2.83M +$879K +8,561 +45%
FIM
23
Frontier Investment Management
Texas
$2.56M +$130K +1,268 +5%
Wells Fargo
24
Wells Fargo
California
$2.12M +$938K +9,137 +80%
AI
25
Atria Investments
North Carolina
$2.01M +$893K +8,698 +81%
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