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PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$15.7M +$7.21M +71,700 +84%
HighTower Advisors
2
HighTower Advisors
Illinois
$8.36M +$1.76M +17,515 +27%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$4.48M -$2.03M -20,232 -31%
HFS
4
HL Financial Services
Kentucky
$4.05M +$52.3K +520 +1%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.97M -$1.07M -10,633 -21%
JG
6
Jefferies Group
New York
$3.48M -$7.04M -69,982 -67%
Bank of America
7
Bank of America
North Carolina
$3.36M +$1.25M +12,390 +58%
LPL Financial
8
LPL Financial
California
$3.36M -$69.3K -689 -2%
FWM
9
Frontier Wealth Management
Missouri
$2.88M +$2.9M +28,797 New
Morgan Stanley
10
Morgan Stanley
New York
$2.07M -$552K -5,494 -21%
Jane Street
11
Jane Street
New York
$1.98M -$2.55M -25,404 -56%
CI
12
Clal Insurance
Israel
$1.72M
Goldman Sachs
13
Goldman Sachs
New York
$1.51M -$674K -6,706 -31%
GC
14
Guggenheim Capital
Illinois
$1.27M -$15.2K -151 -1%
FIM
15
Frontier Investment Management
Texas
$870K +$281K +2,790 +47%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$596K +$95.7K +952 +19%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$542K
VKH
18
Virtu KCG Holdings
New York
$433K -$7.73M -76,914 -95%
SHJ
19
Sharkey, Howes & Javer
Colorado
$355K -$3.02K -30 -0.8%
JPTCCM
20
J.P. Turner & Co Capital Management
Georgia
$328K -$29K -288 -8%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$326K +$40.2K +400 +14%
RFA
22
Reilly Financial Advisors
California
$320K +$5.23K +52 +2%
Wells Fargo
23
Wells Fargo
California
$274K -$213K -2,114 -44%
PNAA
24
Pictet North America Advisors
Switzerland
$257K
BPC
25
Banque Pictet & Cie
Switzerland
$257K +$257K +2,560 New