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PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$66.7M +$18.4M +182,754 +38%
First Trust Advisors
2
First Trust Advisors
Illinois
$10.1M +$609K +6,039 +6%
Goldman Sachs
3
Goldman Sachs
New York
$7.7M -$1.26M -12,507 -14%
QA
4
Quantitative Advantage
Minnesota
$6.11M +$1.79M +17,780 +42%
JG
5
Jefferies Group
New York
$5.37M +$1.92M +19,025 +56%
HFS
6
HL Financial Services
Kentucky
$4.07M +$250K +2,483 +7%
Jane Street
7
Jane Street
New York
$3.27M -$449K -4,458 -12%
HighTower Advisors
8
HighTower Advisors
Illinois
$2.27M +$552K +5,476 +32%
LPL Financial
9
LPL Financial
California
$2.11M -$200K -1,985 -9%
Bank of America
10
Bank of America
North Carolina
$2.02M -$258K -2,555 -11%
U
11
UBS
Switzerland
$1.69M +$1.45M +14,415 +653%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.62M -$1.62M -16,069 -50%
Wells Fargo
13
Wells Fargo
California
$1.6M -$105K -1,037 -6%
Morgan Stanley
14
Morgan Stanley
New York
$978K +$197K +1,951 +25%
SCM
15
Saba Capital Management
New York
$569K +$565K +5,609 New
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$549K
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$492K -$130K -1,285 -21%
PNAA
18
Pictet North America Advisors
Switzerland
$260K
Comerica Bank
19
Comerica Bank
Texas
$231K -$59.9K -594 -21%
Citigroup
20
Citigroup
New York
$122K -$3.63K -36 -3%
AIG
21
American International Group
New York
$78.9K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$46K
PVH
23
Psagot Value Holdings
Israel
$31K
Janus Henderson Group
24
Janus Henderson Group
$24K
MAA
25
Managed Account Advisors
New Jersey
$14K +$14.2K +141 New