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PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP

Name Holding Trade Value Shares
Change 		Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$154M +$51.6M +482,871 +50%
RJA
2
Raymond James & Associates
Florida
$28.9M +$10.9M +101,647 +60%
BTS
3
BB&T Securities
Virginia
$12.7M +$3.95M +36,973 +45%
Bank of America
4
Bank of America
North Carolina
$11.1M +$935K +8,760 +9%
WI
5
WBI Investments
New Jersey
$10.4M +$10.4M +97,642 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$10.2M +$2.15M +20,143 +27%
FWM
7
Frontier Wealth Management
Missouri
$8.46M +$6.55M +61,391 +343%
LYV
8
Live Your Vision
Pennsylvania
$5.58M +$22.3K +209 +0.4%
HFS
9
HL Financial Services
Kentucky
$4.36M +$35.4K +332 +0.8%
William Blair & Company
10
William Blair & Company
Illinois
$3.94M +$342K +3,202 +10%
Morgan Stanley
11
Morgan Stanley
New York
$3.81M +$468K +4,380 +14%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$3.72M +$944K +8,842 +34%
Jane Street
13
Jane Street
New York
$3.66M +$2.38M +22,277 +185%
Citadel Advisors
14
Citadel Advisors
Florida
$3.03M +$3.03M +28,371 New
LPL Financial
15
LPL Financial
California
$3M -$187K -1,749 -6%
FIM
16
Frontier Investment Management
Texas
$2.93M +$281K +2,634 +11%
MIFH
17
Migdal Insurance & Financial Holdings
Israel
$2.88M +$125K +1,169 +5%
DI
18
Diligent Investors
California
$2.51M +$2.51M +23,478 New
HighTower Advisors
19
HighTower Advisors
Illinois
$2.06M -$6.15M -57,563 -75%
VKH
20
Virtu KCG Holdings
New York
$2.04M -$643K -6,027 -24%
SFA
21
Sequoia Financial Advisors
Ohio
$1.9M +$1.9M +17,818 New
SBL
22
Sargent Bickham Lagudis
Colorado
$1.9M -$1.12M -10,444 -37%
Wells Fargo
23
Wells Fargo
California
$1.89M -$14M -131,102 -88%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$1.88M -$622K -5,827 -25%
Ameriprise
25
Ameriprise
Minnesota
$1.25M +$661K +6,188 +112%
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