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PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$47M +$48.6M +474,703 New
First Trust Advisors
2
First Trust Advisors
Illinois
$9.3M -$5.73K -56 -0.1%
Goldman Sachs
3
Goldman Sachs
New York
$8.76M -$1.13M -10,996 -11%
QA
4
Quantitative Advantage
Minnesota
$4.2M +$4.35M +42,460 New
HFS
5
HL Financial Services
Kentucky
$3.72M +$125K +1,223 +3%
Jane Street
6
Jane Street
New York
$3.63M -$3.95M -38,621 -51%
JG
7
Jefferies Group
New York
$3.36M -$550K -5,374 -14%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.17M +$1.94M +19,001 +145%
LPL Financial
9
LPL Financial
California
$2.26M +$65.3K +638 +3%
Bank of America
10
Bank of America
North Carolina
$2.22M +$388K +3,788 +20%
HighTower Advisors
11
HighTower Advisors
Illinois
$1.67M +$367K +3,585 +27%
Wells Fargo
12
Wells Fargo
California
$1.67M +$341K +3,333 +25%
Morgan Stanley
13
Morgan Stanley
New York
$760K -$1.8M -17,540 -70%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$608K -$10.5K -103 -2%
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$536K +$93.1K +910 +20%
Comerica Bank
16
Comerica Bank
Texas
$284K -$26.2K -256 -8%
PNAA
17
Pictet North America Advisors
Switzerland
$253K +$262K +2,560 New
U
18
UBS
Switzerland
$218K +$119K +1,167 +112%
Citigroup
19
Citigroup
New York
$123K -$32.7K -319 -20%
ASN
20
Advisory Services Network
Georgia
$89K +$92.1K +900 New
AIG
21
American International Group
New York
$77K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$45K
PVH
23
Psagot Value Holdings
Israel
$30K +$31.4K +307 New
TRCT
24
Tower Research Capital (TRC)
New York
$26K +$26.9K +263 New
Janus Henderson Group
25
Janus Henderson Group
$23K