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CHI

Calamos Convertible Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NFG
76
Next Financial Group
Texas
$15K
Envestnet Asset Management
77
Envestnet Asset Management
Illinois
$14K +$10.9K +1,011 +374%
Northwestern Mutual Wealth Management
78
Northwestern Mutual Wealth Management
Wisconsin
$13K -$28.5K -2,645 -69%
PCM
79
Penserra Capital Management
California
$10K -$1.52K -141 -13%
IWM
80
IHT Wealth Management
Illinois
$10K
Barclays
81
Barclays
United Kingdom
$9K
GEA
82
Glen Eagle Advisors
New Jersey
$8.8K
AIM
83
Acrospire Investment Management
Illinois
$7K -$7.54K -700 -54%
BBPWM
84
Blue Bell Private Wealth Management
Pennsylvania
$3K
AA
85
AlphaMark Advisors
Kentucky
$2K -$808 -75 -27%
TDC
86
Thompson Davis & Co
Virginia
$2K
HI
87
Hudock Inc
Pennsylvania
$1K
WT
88
Whittier Trust
California
$1K +$657 +61 New
WEC
89
Winslow Evans & Crocker
Massachusetts
$66
RCM
90
Rivernorth Capital Management
Florida
-$11M -1,094,258 Closed
Millennium Management
91
Millennium Management
New York
-$3.44M -340,704 Closed
SFS
92
Shaker Financial Services
Virginia
-$1.59M -158,081 Closed
SIA
93
Sit Investment Associates
Minnesota
-$1.33M -131,842 Closed
CWM
94
Calamos Wealth Management
Illinois
-$495K -49,100 Closed
AGM
95
Alpine Global Management
New York
-$418K -41,423 Closed
COLIM
96
City of London Investment Management
United Kingdom
-$269K -26,611 Closed
KC
97
Kingfisher Capital
North Carolina
-$233K -23,078 Closed
Squarepoint
98
Squarepoint
New York
-$178K -17,600 Closed
CAPTRUST Financial Advisors
99
CAPTRUST Financial Advisors
North Carolina
-$77K -7,621 Closed
AA
100
Advisory Alpha
Michigan
-$65K -5,895 Closed