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CHI

Calamos Convertible Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IH
51
IFC Holdings
Florida
$181K
SB
52
Suntrust Banks
Georgia
$173K +$194K +17,592 New
CWM
53
Concert Wealth Management
California
$170K +$10.4K +943 +6%
ICOA
54
Investment Centers of America
North Dakota
$154K +$6.63K +600 +4%
HCM
55
Hollencrest Capital Management
California
$131K
WHI
56
William Harris Investors
Illinois
$126K +$140K +12,700 New
PAG
57
Private Advisor Group
New Jersey
$124K +$2.86K +259 +2%
CIA
58
Capital Investment Advisors
Georgia
$116K +$11K +1,000 +9%
US Bancorp
59
US Bancorp
Minnesota
$116K +$72K +6,520 +125%
VFS
60
VSR Financial Services
Kansas
$112K +$126K +11,371 New
SHA
61
Smith Hayes Advisers
Nebraska
$111K
SWP
62
Stratos Wealth Partners
Ohio
$109K +$10K +906 +9%
KFA
63
Kays Financial Advisory
Georgia
$107K
DC
64
Davenport & Co
Virginia
$105K -$2.21K -200 -2%
Janney Montgomery Scott
65
Janney Montgomery Scott
Pennsylvania
$105K -$130K -11,802 -53%
LTFS
66
Ladenburg Thalmann Financial Services
Florida
$97K -$10.2K -924 -9%
DLHL
67
Donald L. Hagan LLC
Florida
$59K +$66.3K +6,000 New
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$50K +$49.7K +4,500 +823%
NFG
69
Next Financial Group
Texas
$49K +$55.2K +5,000 New
CAPTRUST Financial Advisors
70
CAPTRUST Financial Advisors
North Carolina
$47K
EDRH
71
Edmond de Rothschild Holding
Switzerland
$46K +$51.1K +4,625 New
EDRS
72
Edmond de Rothschild (Suisse)
Switzerland
$46K +$51.1K +4,625 New
First Manhattan
73
First Manhattan
New York
$29K -$27.6K -2,500 -45%
AWM
74
Avior Wealth Management
Nebraska
$28K
HNB
75
Huntington National Bank
Ohio
$25K