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CHI

Calamos Convertible Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PA
26
Pinnacle Associates
New York
$643K -$46.3K -4,300 -7%
FAAS
27
First Allied Advisory Services
California
$614K +$28.2K +2,618 +5%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$603K +$13.8K +1,281 +2%
HCM
29
Hollencrest Capital Management
California
$597K -$82.4K -7,655 -12%
IAA
30
Independent Advisor Alliance
North Carolina
$587K +$573K +53,197 New
Stifel Financial
31
Stifel Financial
Missouri
$426K -$3.8K -353 -0.9%
STMM
32
South Texas Money Management
Texas
$363K +$355K +33,000 New
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$362K +$38.9K +3,617 +12%
FNT
34
First Nebraska Trust
Nebraska
$360K -$10.5K -975 -3%
GWM
35
Geneos Wealth Management
Colorado
$329K +$10.8K +1,000 +3%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$322K +$23.9K +2,224 +8%
Truist Financial
37
Truist Financial
North Carolina
$311K +$304K +28,271 New
CIA
38
Capital Investment Advisors
Georgia
$292K
WKWM
39
Walter & Keenan Wealth Management
Indiana
$281K
UCFA
40
United Capital Financial Advisors
Texas
$262K +$26.4K +2,450 +11%
DBIA
41
Dumont & Blake Investment Advisors
New Jersey
$241K +$4.84K +450 +2%
PFPT
42
Pinnacle Financial Partners (Tennessee)
Tennessee
$237K
NL
43
NWAM LLC
Washington
$233K +$43.1K +4,000 +23%
FFEC
44
First Financial Equity Corporation
Arizona
$210K +$206K +19,125 New
PAG
45
Private Advisor Group
New Jersey
$203K -$3.1K -288 -2%
ICOA
46
Investment Centers of America
North Dakota
$202K -$17.2K -1,600 -8%
IA
47
IFP Advisors
Florida
$197K -$356K -33,069 -65%
B
48
Bellecapital
Switzerland
$193K
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$190K +$5.41K +502 +3%
WCM
50
Windsor Capital Management
Arizona
$184K -$7.66K -711 -4%