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CHI

Calamos Convertible Opportunities and Income Fund
CHI

90 hedge funds and large institutions have $114M invested in Calamos Convertible Opportunities and Income Fund in 2016 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 36 increasing their positions, 24 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

50% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 24

7% more funds holding

Funds holding: 84 → 90 (+6)

3.33% less ownership

Funds ownership: 19.67% → 16.34% (-3.3%)

13% less capital invested

Capital invested by funds: $130M → $114M (-$16.6M)

Holders
90
Holders Change
+6
Holders Change %
+7.14%
% of All Funds
2.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
36
Reduced
24
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAN
Cetera Advisor Networks
California
+$2.31M
2
Bank of America
Bank of America
North Carolina
+$820K
3
LPL Financial
LPL Financial
California
+$473K
4
NMC
Nine Masts Capital
Hong Kong
+$364K
5
CTC
Central Trust Company
Missouri
+$309K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$20.9M
2
COLIM
City of London Investment Management
United Kingdom
-$3.06M
3
SFS
Shaker Financial Services
Virginia
-$1.52M
4
MIG
Mariner Investment Group
New York
-$1.08M
5
OA
Oxbow Advisors
Texas
-$999K
Name Holding Trade Value Shares
Change 		Change in
Stake
AG
26
Advisor Group
Arizona
$581K +$132K +12,734 +29%
IA
27
IFP Advisors
Florida
$535K +$33.7K +3,242 +7%
CWM
28
Calamos Wealth Management
Illinois
$500K +$8.67K +835 +2%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$484K +$193K +18,535 +66%
Stifel Financial
30
Stifel Financial
Missouri
$397K -$32.9K -3,170 -8%
NPC
31
National Planning Corporation
California
$390K +$245K +23,570 +143%
RJA
32
Raymond James & Associates
Florida
$388K +$6.26K +603 +2%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$381K +$114K +11,008 +42%
NMC
34
Nine Masts Capital
Hong Kong
$362K +$364K +35,088 New
FNT
35
First Nebraska Trust
Nebraska
$338K -$15.6K -1,500 -4%
GWM
36
Geneos Wealth Management
Colorado
$295K -$18.9K -1,815 -6%
WKWM
37
Walter & Keenan Wealth Management
Indiana
$289K – – –
CWM
38
Concert Wealth Management
California
$289K +$49.9K +4,803 +21%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$288K +$31.5K +3,033 +12%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$281K -$228K -21,913 -45%
COLIM
41
City of London Investment Management
United Kingdom
$275K -$3.06M -294,916 -92%
CIA
42
Capital Investment Advisors
Georgia
$270K +$26.7K +2,569 +11%
UCFA
43
United Capital Financial Advisors
Texas
$268K -$48.3K -4,650 -15%
HCM
44
Hollencrest Capital Management
California
$253K +$24.5K +2,355 +11%
DA
45
Doliver Advisors
Texas
$251K +$124K +11,969 +97%
MFS
46
MSI Financial Services
Massachusetts
$237K -$74.4K -7,165 -24%
PFPT
47
Pinnacle Financial Partners (Tennessee)
Tennessee
$222K – – –
WCM
48
Windsor Capital Management
Arizona
$220K +$2.04K +196 +0.9%
DBIA
49
Dumont & Blake Investment Advisors
New Jersey
$216K – – –
WHI
50
William Harris Investors
Illinois
$201K +$39.5K +3,800 +24%
1
2
3 4

CHI Hedge Fund Activity: Q3 2016 in Review

90 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Calamos Convertible Opportunities and Income Fund (CHI) for Q3 2016, worth a combined $114M — down 13% from $130M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new CHI positions and 7 closed out — a net gain of 6 holders — while 36 added to existing stakes and 24 trimmed.

The largest buyer was Cetera Advisor Networks, adding an estimated $2.31M. The largest seller was Rivernorth Capital Management, cutting an estimated $20.9M.

  • 90 institutional investors held Calamos Convertible Opportunities and Income Fund (CHI) as of Q3 2016, up from 84 in Q2 2016.
  • Funds reported $114M of Calamos Convertible Opportunities and Income Fund stock for Q3 2016, down 13% quarter-over-quarter.
  • 13 funds opened new Calamos Convertible Opportunities and Income Fund positions in Q3 2016 and 7 closed out, a net change of +6 holders.
  • The largest Calamos Convertible Opportunities and Income Fund buyer in Q3 2016 was Cetera Advisor Networks, an estimated $2.31M added.
  • The largest Calamos Convertible Opportunities and Income Fund seller in Q3 2016 was Rivernorth Capital Management, an estimated $20.9M sold.

Based on aggregated 13F filings for Q3 2016.