|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$5.64M
|
–
|
–
|
–
|
|
|
2
|
Credit Suisse
Zurich,
Switzerland
|
$5.07M
|
–
|
–
|
–
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$3.5M
|
-$8.15K
|
-873
|
-0.2%
|
|
|
4
|
Opera Trading Capital
Paris,
France
|
$2.78M
|
-$547K
|
-58,557
|
-16%
|
|
|
5
|
Weiss Asset Management
Boston,
Massachusetts
|
$1.98M
|
-$118K
|
-12,684
|
-5%
|
|
|
6
|
|
$1.04M
|
-$331K
|
-35,434
|
-24%
|
|
|
7
|
Yakira Capital Management
Westport,
Connecticut
|
$940K
|
-$325K
|
-34,786
|
-25%
|
|
|
8
|
CSS LLC
Chicago,
Illinois
|
$617K
|
+$635K
|
+68,041
|
New
|
|
|
9
|
Bank of America
Charlotte,
North Carolina
|
$484K
|
-$92.9K
|
-9,955
|
-16%
|
|
|
10
|
Doliver Advisors
Houston,
Texas
|
$402K
|
-$39.2K
|
-4,201
|
-9%
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$394K
|
+$38.1K
|
+4,079
|
+10%
|
|
|
12
|
BNP Paribas Financial Markets
Paris,
France
|
$303K
|
+$77.4K
|
+8,290
|
+33%
|
|
|
13
|
|
$278K
|
-$119K
|
-12,784
|
-29%
|
|
|
14
|
Azimuth Capital Management
Bloomfield Hills,
Michigan
|
$190K
|
–
|
–
|
–
|
|
|
15
|
Optimum Investment Advisors
Chicago,
Illinois
|
$171K
|
–
|
–
|
–
|
|
|
16
|
LPL Financial
San Diego,
California
|
$152K
|
–
|
–
|
–
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$46K
|
+$24.3K
|
+2,600
|
+104%
|
|
|
18
|
Advisor Group
Phoenix,
Arizona
|
$16K
|
–
|
–
|
–
|
|
|
19
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$14K
|
+$6.63K
|
+710
|
+84%
|
|
|
20
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$8K
|
+$6.39K
|
+685
|
+343%
|
|
|
21
|
Mariner Investment Group
Harrison,
New York
|
–
|
-$886K
|
-90,246
|
Closed
|
|
|
22
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$455K
|
-46,384
|
Closed
|
|
|
23
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$65K
|
-6,575
|
Closed
|
|
