|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$4.74M
|
+$1.99M
|
+163,655
|
+70%
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$3.92M
|
+$242K
|
+19,881
|
+6%
|
|
|
3
|
Credit Suisse
Zurich,
Switzerland
|
$2.69M
|
–
|
–
|
–
|
|
|
4
|
Bank of America
Charlotte,
North Carolina
|
$1.83M
|
-$95.3K
|
-7,828
|
-5%
|
|
|
5
|
Weiss Asset Management
Boston,
Massachusetts
|
$1.33M
|
+$943K
|
+77,399
|
+224%
|
|
|
6
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.08M
|
–
|
–
|
–
|
|
|
7
|
|
$710K
|
+$124K
|
+10,200
|
+21%
|
|
|
8
|
Doliver Advisors
Houston,
Texas
|
$671K
|
+$54.6K
|
+4,481
|
+9%
|
|
|
9
|
|
$536K
|
+$73.5K
|
+6,035
|
+15%
|
|
|
10
|
Wolverine Asset Management
Chicago,
Illinois
|
$523K
|
-$35.1K
|
-2,885
|
-6%
|
|
|
11
|
LPL Financial
San Diego,
California
|
$504K
|
-$22.9K
|
-1,884
|
-4%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$486K
|
+$50.8K
|
+4,170
|
+11%
|
|
|
13
|
Yakira Capital Management
Westport,
Connecticut
|
$312K
|
+$319K
|
+26,165
|
New
|
|
|
14
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$232K
|
+$236K
|
+19,408
|
New
|
|
|
15
|
Azimuth Capital Management
Bloomfield Hills,
Michigan
|
$155K
|
+$4.87K
|
+400
|
+3%
|
|
|
16
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$103K
|
+$15.8K
|
+1,300
|
+18%
|
|
|
17
|
BNP Paribas Financial Markets
Paris,
France
|
$96.4K
|
-$1.49M
|
-122,269
|
-94%
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$33K
|
+$852
|
+70
|
+3%
|
|
|
19
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$16K
|
-$1.22K
|
-100
|
-7%
|
|
|
20
|
MSI Financial Services
Springfield,
Massachusetts
|
$7K
|
–
|
–
|
–
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
$3K
|
-$475
|
-39
|
-13%
|
|
|
22
|
Focused Wealth Management
Newburgh,
New York
|
–
|
-$11K
|
-926
|
Closed
|
|
