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CFD

Nuveen Diversified Commodity Fnd
CFD

Delisted

CFD was delisted on the 23rd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Azimuth Capital Management
Michigan
$261K +$55K +6,000 +29%
MSAM
2
Moloney Securities Asset Management
Missouri
$194K +$184K +20,054 New
BI
3
Bulldog Investors
New Jersey
-$5.64M -621,807 Closed
CS
4
Credit Suisse
Switzerland
-$5.07M -559,249 Closed
UBS Group
5
UBS Group
Switzerland
-$3.5M -385,667 Closed
OTC
6
Opera Trading Capital
France
-$2.78M -306,848 Closed
WAM
7
Weiss Asset Management
Massachusetts
-$1.98M -218,964 Closed
Citigroup
8
Citigroup
New York
-$1.04M -114,577 Closed
YCM
9
Yakira Capital Management
Connecticut
-$940K -103,604 Closed
CL
10
CSS LLC
Illinois
-$617K -68,041 Closed
Bank of America
11
Bank of America
North Carolina
-$484K -53,400 Closed
DA
12
Doliver Advisors
Texas
-$402K -44,324 Closed
Wells Fargo
13
Wells Fargo
California
-$394K -43,434 Closed
BNP Paribas Financial Markets
14
BNP Paribas Financial Markets
France
-$303K -33,416 Closed
Morgan Stanley
15
Morgan Stanley
New York
-$278K -30,607 Closed
OIA
16
Optimum Investment Advisors
Illinois
-$171K -18,902 Closed
LPL Financial
17
LPL Financial
California
-$152K -16,597 Closed
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
-$46K -5,100 Closed
AG
19
Advisor Group
Arizona
-$16K -1,680 Closed
LTFS
20
Ladenburg Thalmann Financial Services
Florida
-$14K -1,560 Closed
BFEC
21
Benjamin F. Edwards & Company
Missouri
-$8K -885 Closed