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CFD

Nuveen Diversified Commodity Fnd
CFD

Delisted

CFD was delisted on the 23rd of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
CS
1
Credit Suisse
Switzerland
$3.37M +$2.31M +179,806 +216%
Bank of America
2
Bank of America
North Carolina
$2.86M -$299K -23,291 -9%
UBS Group
3
UBS Group
Switzerland
$2.56M +$2.56M +199,250 New
Geode Capital Management
4
Geode Capital Management
Massachusetts
$1.97M
WAM
5
Wolverine Asset Management
Illinois
$1.74M +$1.36M +106,051 +363%
RCM
6
Rivernorth Capital Management
Florida
$1.51M +$532K +41,463 +55%
LPL Financial
7
LPL Financial
California
$881K -$247K -19,262 -22%
Morgan Stanley
8
Morgan Stanley
New York
$646K -$333K -25,927 -34%
DA
9
Doliver Advisors
Texas
$577K +$259K +20,192 +81%
BNP Paribas Financial Markets
10
BNP Paribas Financial Markets
France
$499K +$500K +38,959 New
Wells Fargo
11
Wells Fargo
California
$466K -$59.2K -4,612 -11%
PAM
12
PVG Asset Management
Colorado
$339K +$339K +26,410 New
BI
13
Bulldog Investors
New Jersey
$328K +$329K +25,600 New
SG Americas Securities
14
SG Americas Securities
New York
$291K +$292K +22,720 New
OIA
15
Optimum Investment Advisors
Illinois
$243K -$104K -8,092 -30%
ACM
16
Azimuth Capital Management
Michigan
$162K -$24.4K -1,900 -13%
Stifel Financial
17
Stifel Financial
Missouri
$148K -$77.1K -6,007 -34%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$37K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$19K +$18.6K +1,450 New
FWM
20
Focused Wealth Management
New York
$12K
BFEC
21
Benjamin F. Edwards & Company
Missouri
$8K -$305K -23,725 -98%
Citigroup
22
Citigroup
New York
$8K -$11.6K -900 -57%
MFS
23
MSI Financial Services
Massachusetts
$7K
Cohen & Steers
24
Cohen & Steers
New York
-$762K -55,232 Closed
TC
25
TFS Capital
Pennsylvania
-$552K -40,051 Closed