|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$6.11M
|
–
|
–
|
–
|
|
|
2
|
Credit Suisse
Zurich,
Switzerland
|
$5.49M
|
+$936K
|
+100,000
|
+22%
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$3.8M
|
+$52.1K
|
+5,567
|
+1%
|
|
|
4
|
Opera Trading Capital
Paris,
France
|
$3.59M
|
–
|
–
|
–
|
|
|
5
|
Weiss Asset Management
Boston,
Massachusetts
|
$2.27M
|
-$732K
|
-78,173
|
-25%
|
|
|
6
|
|
$1.47M
|
-$255K
|
-27,242
|
-15%
|
|
|
7
|
Yakira Capital Management
Westport,
Connecticut
|
$1.36M
|
–
|
–
|
–
|
|
|
8
|
Mariner Investment Group
Harrison,
New York
|
$886K
|
+$682K
|
+72,865
|
+419%
|
|
|
9
|
Bank of America
Charlotte,
North Carolina
|
$622K
|
+$16.5K
|
+1,766
|
+3%
|
|
|
10
|
Doliver Advisors
Houston,
Texas
|
$474K
|
-$39.3K
|
-4,200
|
-8%
|
|
|
11
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$455K
|
-$203K
|
-21,656
|
-32%
|
|
|
12
|
|
$426K
|
+$66.4K
|
+7,090
|
+20%
|
|
|
13
|
Wells Fargo
San Francisco,
California
|
$387K
|
+$36.7K
|
+3,924
|
+11%
|
|
|
14
|
BNP Paribas Financial Markets
Paris,
France
|
$247K
|
+$1.87K
|
+200
|
+0.8%
|
|
|
15
|
Azimuth Capital Management
Bloomfield Hills,
Michigan
|
$206K
|
+$37.4K
|
+4,000
|
+24%
|
|
|
16
|
Optimum Investment Advisors
Chicago,
Illinois
|
$186K
|
–
|
–
|
–
|
|
|
17
|
LPL Financial
San Diego,
California
|
$159K
|
-$155K
|
-16,597
|
-50%
|
|
|
18
|
Creative Planning
Overland Park,
Kansas
|
$65K
|
+$61.5K
|
+6,575
|
New
|
|
|
19
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$25K
|
+$12.8K
|
+1,370
|
+121%
|
|
|
20
|
Advisor Group
Phoenix,
Arizona
|
$15K
|
+$15.7K
|
+1,680
|
New
|
|
|
21
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$8K
|
-$4.68K
|
-500
|
-37%
|
|
|
22
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$2K
|
–
|
–
|
–
|
|
|
23
|
American International Group
New York
|
–
|
-$1K
|
-80
|
Closed
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
–
|
-$1K
|
-63
|
Closed
|
|
