BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

100 hedge funds and large institutions have $215M invested in Saba Capital Income & Opportunities Fund in 2015 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 33 increasing their positions, 23 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
100
Holders Change
+15
Holders Change %
+17.65%
% of All Funds
2.63%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.05%
New
23
Increased
33
Reduced
23
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
$8.76M
2
WCMNY
Westchester Capital Management (New York)
New York
$4.24M
3
KKRC
Kohlberg Kravis Roberts & Co
New York
$5.82M
4
FWIA
Fort Washington Investment Advisors
Ohio
$2.26M
5
FIMG
Financial & Investment Management Group
Michigan
$3.13M

Top Sellers

1
Invesco
Invesco
Georgia
$8.4M
2
Morgan Stanley
Morgan Stanley
New York
$51.2M
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$231K
4
GC
Guggenheim Capital
Illinois
$6.28M
5
Bank of America
Bank of America
North Carolina
$11.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
26
Autus Asset Management
Arizona
$1.43M +$1.43M +141,228 New
AAM
27
Advisors Asset Management
Colorado
$1.31M +$226K +22,328 +21%
PPA
28
Parametric Portfolio Associates
Washington
$1.28M +$1.28M +126,879 New
APSP
29
Asset Planning Services (Pennsylvania)
Pennsylvania
$1.21M -$13.4K -1,322 -1%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$1.03M -$261K -25,817 -20%
Citigroup
31
Citigroup
New York
$950K +$473K +46,673 +99%
BA
32
BlackRock Advisors
Delaware
$798K – – –
Stifel Financial
33
Stifel Financial
Missouri
$724K +$229K +22,601 +46%
WAM
34
Weiss Asset Management
Massachusetts
$554K +$554K +54,771 New
HNB
35
Huntington National Bank
Ohio
$509K -$509K – –
RCM
36
Rivernorth Capital Management
Florida
$463K +$463K +45,718 New
SG Americas Securities
37
SG Americas Securities
New York
$418K +$418K +41,306 New
SFS
38
Shaker Financial Services
Virginia
$361K +$361K +35,644 New
RJA
39
Raymond James & Associates
Florida
$349K -$53.4K -5,281 -13%
HK
40
Horizon Kinetics
New York
$341K -$71.7K -7,076 -17%
CIA
41
Capital Investment Advisors
Georgia
$309K +$3.11K +307 +1%
OFG
42
OTA Financial Group
New York
$288K +$288K +28,554 New
AA
43
AQR Arbitrage
Connecticut
$285K -$10.3K -1,019 -3%
WA
44
WFG Advisors
Texas
$262K -$12.9K -1,272 -5%
WS
45
Wedbush Securities
California
$250K +$25.5K +2,520 +11%
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$248K +$13.8K +1,362 +6%
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$231K -$1.55M -152,804 -87%
FWCM
48
Fort Warren Capital Management
Massachusetts
$200K +$200K +19,800 New
Creative Planning
49
Creative Planning
Kansas
$194K +$86.6K +8,564 +81%
EML
50
Eos Management LP
New York
$184K +$184K +18,225 New
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