BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

85 hedge funds and large institutions have $196M invested in Saba Capital Income & Opportunities Fund in 2015 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 26 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
85
Holders Change
-5
Holders Change %
-5.56%
% of All Funds
2.38%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
21
Reduced
26
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$36.9M
2
Invesco
2
Invesco
Georgia
$18.4M
3
KKRC
3
Kohlberg Kravis Roberts & Co
New York
$2.69M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$1.78M
5
1832 Asset Management
5
1832 Asset Management
Ontario, Canada
$8.55M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$53.9M
3
NCM
3
Newgate Capital Management
Connecticut
$3.31M
4
HK
4
Horizon Kinetics
New York
$412K
5
Bank of America
5
Bank of America
North Carolina
$12.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
HNB
26
Huntington National Bank
Ohio
$509K -$528K – –
DA
27
Doliver Advisors
Texas
$509K +$104K +10,278 +26%
Stifel Financial
28
Stifel Financial
Missouri
$496K -$30.4K -3,000 -6%
Citigroup
29
Citigroup
New York
$477K -$1.16K -115 -0.2%
HK
30
Horizon Kinetics
New York
$412K -$674K -66,625 -62%
RJA
31
Raymond James & Associates
Florida
$403K -$25.9K -2,561 -6%
CIA
32
Capital Investment Advisors
Georgia
$306K -$7.59K -750 -2%
AA
33
AQR Arbitrage
Connecticut
$296K -$6.19K -611 -2%
WA
34
WFG Advisors
Texas
$275K +$87.8K +8,665 +47%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$258K -$26.9K -2,658 -9%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$234K -$23.1K -2,281 -9%
WS
37
Wedbush Securities
California
$224K -$17.4K -1,726 -7%
YMRC
38
Yorktown Management & Research Company
Virginia
$202K – – –
NPC
39
National Planning Corporation
California
$201K -$7.79K -777 -4%
CL
40
CPWM LLC
Washington
$174K – – –
SFG
41
Sather Financial Group
Texas
$172K – – –
FAAS
42
First Allied Advisory Services
California
$170K -$4.94K -490 -3%
LCM
43
Landscape Capital Management
New Jersey
$163K +$163K +16,133 New
CS
44
Credit Suisse
Switzerland
$144K -$13.7K -1,358 -9%
PFS
45
Prospera Financial Services
Texas
$140K – – –
ICAS
46
Investors Capital Advisory Services
Massachusetts
$126K -$12.3K -1,228 -9%
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$120K -$12.6K -1,243 -9%
BSWMG
48
Barrington Strategic Wealth Management Group
Illinois
$109K -$14.2K -1,400 -12%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$108K -$772 -76 -0.7%
Creative Planning
50
Creative Planning
Kansas
$107K -$25.2K -2,500 -19%
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