BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

79 hedge funds and large institutions have $139M invested in Saba Capital Income & Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
79
Holders Change
+1
Holders Change %
+1.28%
% of All Funds
2.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
19
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCM
Newgate Capital Management
Connecticut
+$5.16M
2
Morgan Stanley
Morgan Stanley
New York
+$5.04M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$2.16M
4
RCM
Robinson Capital Management
Michigan
+$1.1M
5
UCFA
United Capital Financial Advisors
Texas
+$934K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$5.03M
2
Invesco
Invesco
Georgia
-$2.06M
3
Wells Fargo
Wells Fargo
California
-$1.77M
4
HighTower Advisors
HighTower Advisors
Illinois
-$1.18M
5
AAM
Advisors Asset Management
Colorado
-$1.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIA
26
Capital Investment Advisors
Georgia
$397K +$397K +34,233 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$380K +$9.74K +840 +3%
CA
28
Cornerstone Advisors
North Carolina
$332K +$332K +28,648 New
Bank of New York Mellon
29
Bank of New York Mellon
New York
$317K – – –
WS
30
Wedbush Securities
California
$306K -$14.8K -1,274 -5%
HighTower Advisors
31
HighTower Advisors
Illinois
$295K -$1.18M -101,301 -80%
Stifel Financial
32
Stifel Financial
Missouri
$293K +$293K +25,242 New
BSWMG
33
Barrington Strategic Wealth Management Group
Illinois
$257K -$1.3K -112 -0.5%
CL
34
CPWM LLC
Washington
$211K +$23.2K +2,000 +12%
SFG
35
Sather Financial Group
Texas
$204K – – –
FAAS
36
First Allied Advisory Services
California
$177K -$4.35K -365 -2%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$175K -$10.2K -880 -6%
FNYS
38
First New York Securities
New York
$172K +$62.4K +5,371 +57%
ICAS
39
Investors Capital Advisory Services
Massachusetts
$161K +$243 +21 +0.2%
KFS
40
KMS Financial Services
Washington
$158K – – –
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$155K +$731 +63 +0.5%
AIG
42
American International Group
New York
$151K +$22.6K +1,950 +18%
RJT
43
Raymond James Trust
Florida
$145K – – –
Creative Planning
44
Creative Planning
Kansas
$133K +$12.2K +1,053 +10%
WEC
45
Winslow Evans & Crocker
Massachusetts
$117K – – –
EVC
46
Eidelman Virant Capital
Missouri
$116K – – –
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
$113K +$42.2K +3,656 +60%
WA
48
WealthTrust Axiom
Pennsylvania
$103K – – –
Neuberger Berman Group
49
Neuberger Berman Group
New York
$100K – – –
NPC
50
National Planning Corporation
California
$99K -$1.73K -150 -2%
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