BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

69 hedge funds and large institutions have $144M invested in Saba Capital Income & Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
69
Holders Change
+3
Holders Change %
+4.55%
% of All Funds
2.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
22
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$6.62M
2
Bank of America
2
Bank of America
North Carolina
$19.1M
3
U
3
UBS
Switzerland
$4.44M
4
SNC
4
Stifel Nicolaus & Co
Missouri
$476K
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$248K

Top Sellers

1
Invesco
1
Invesco
Georgia
$26.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$57.3M
3
AAM
3
Advisors Asset Management
Colorado
$3.24M
4
HK
4
Horizon Kinetics
New York
$1.91M
5
ARC
5
Absolute Return Capital
Massachusetts
$2.31M
Name Holding Trade Value Shares
Change 		Shares
Change %
Ameriprise
26
Ameriprise
Minnesota
$162K +$45.9K +3,221 +40%
Creative Planning
27
Creative Planning
Kansas
$161K +$17.8K +1,469 +12%
ICAS
28
Investors Capital Advisory Services
Massachusetts
$158K +$2.7K +223 +2%
KFS
29
KMS Financial Services
Washington
$153K +$30.3K +2,500 +25%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$150K +$50K +4,137 +50%
AIG
31
American International Group
New York
$134K – – –
Comerica Bank
32
Comerica Bank
Texas
$122K – – –
EVC
33
Eidelman Virant Capital
Missouri
$121K – – –
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$118K +$49.3K +4,069 +72%
FHA
35
First Horizon Advisors
Tennessee
$115K +$33.9K +2,800 +42%
Citigroup
36
Citigroup
New York
$111K +$15.7K +1,300 +16%
Nomura Holdings
37
Nomura Holdings
Japan
$109K -$22.9K -1,891 -17%
WA
38
WealthTrust Axiom
Pennsylvania
$108K – – –
Neuberger Berman Group
39
Neuberger Berman Group
New York
$105K +$18.2K +1,500 +21%
IC
40
Iconiq Capital
California
$104K +$104K +8,611 New
WA
41
WFG Advisors
Texas
$95K +$36 +3 +0%
RJT
42
Raymond James Trust
Florida
$91K +$24.2K +2,000 +36%
NPC
43
National Planning Corporation
California
$88K -$7.7K -625 -8%
WT
44
Whittier Trust
California
$85K – – –
CAN
45
Cetera Advisor Networks
California
$74K +$74K +6,146 New
SCP
46
Seizert Capital Partners
Michigan
$67K +$67K +5,500 New
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$66.5K +$66.5K +5,487 New
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$65K -$94.1K -7,850 -59%
KFC
49
Klingenstein Fields & Co
New York
$62K – – –
Citadel Advisors
50
Citadel Advisors
Florida
$62K +$62K +5,082 New
1
2
3