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Innovator US Equity Buffer ETF October
BOCT

77 hedge funds and large institutions have $174M invested in Innovator US Equity Buffer ETF October in 2022 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 27 increasing their positions, 13 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,600% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 1

108% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 13

54% more capital invested

Capital invested by funds: $112M → $174M (+$61.3M)

43% more funds holding

Funds holding: 54 → 77 (+23)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

56.76% less ownership

Funds ownership: 132.17% → 75.4% (-57%)

Holders
77
Holders Change
+23
Holders Change %
+42.59%
% of All Funds
1.24%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
27
Increased
27
Reduced
13
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TFS
TrustCore Financial Services
Tennessee
+$16.6M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$10.5M
3
W
Wealthquest
Ohio
+$2.08M
4
XF
XML Financial
Maryland
+$1.9M
5
AGA
Accuvest Global Advisors
Utah
+$1.89M

Top Sellers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
-$259K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$136K
3
Citadel Advisors
Citadel Advisors
Florida
-$125K
4
VWA
Visionary Wealth Advisors
Illinois
-$120K
5
Truist Financial
Truist Financial
North Carolina
-$102K
Name Holding Trade Value Shares
Change 		Change in
Stake
AA
51
Advisory Alpha
Michigan
$296K – – –
Betterment LLC
52
Betterment LLC
New York
$293K -$40.4K -1,283 -12%
Cetera Investment Advisers
53
Cetera Investment Advisers
Illinois
$268K +$266K +8,443 New
VWA
54
Visionary Wealth Advisors
Illinois
$264K -$120K -3,800 -31%
Susquehanna International Group
55
Susquehanna International Group
Pennsylvania
$261K +$259K +8,211 New
PWMG
56
Pinnacle Wealth Management Group
Michigan
$257K – – –
AWA
57
Arkadios Wealth Advisors
Georgia
$255K +$11.8K +375 +5%
AAS
58
Avantax Advisory Services
Texas
$250K +$248K +7,877 New
MML Investors Services
59
MML Investors Services
Massachusetts
$241K +$239K +7,581 New
WCG
60
Weaver Consulting Group
California
$232K +$230K +7,301 New
RGF
61
Retirement Guys Formula
Ohio
$218K +$216K +6,853 New
IA
62
IFP Advisors
Florida
$217K +$173K +5,507 +163%
MHS
63
M Holdings Securities
Oregon
$217K +$215K +6,823 New
CFS
64
CRA Financial Services
New Jersey
$212K -$18.9K -600 -8%
SS
65
Sunbelt Securities
Texas
$206K +$204K +6,489 New
BA
66
Bellwether Advisors
Nebraska
$147K +$2.77K +88 +2%
LFG
67
Larson Financial Group
Missouri
$142K +$141K +4,469 New
SFG
68
Steward Financial Group
Texas
$125K +$124K +3,939 New
SPIA
69
Steward Partners Investment Advisory
New York
$51.4K +$50.9K +1,617 New
AF
70
Advisornet Financial
Minnesota
$44.5K – – –
BFEC
71
Benjamin F. Edwards & Company
Missouri
$34K – – –
Rockefeller Capital Management
72
Rockefeller Capital Management
New York
$31K – – –
MCC
73
Money Concepts Capital
Florida
$26K +$25.8K +820 New
USCWA
74
U.S. Capital Wealth Advisors
Texas
$18.7K +$18.6K +590 New
SWM
75
Sugarloaf Wealth Management
Georgia
$4.76K – – –
1 2
3
4

BOCT Hedge Fund Activity: Q4 2022 in Review

77 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF October (BOCT) for Q4 2022, worth a combined $174M — up 54% from $112M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new BOCT positions and 1 closed out — a net gain of 26 holders — while 27 added to existing stakes and 13 trimmed.

The largest buyer was TrustCore Financial Services, adding an estimated $16.6M. The largest seller was Osaic Holdings, cutting an estimated $259K.

  • 77 institutional investors held Innovator US Equity Buffer ETF October (BOCT) as of Q4 2022, up from 54 in Q3 2022.
  • Funds reported $174M of Innovator US Equity Buffer ETF October stock for Q4 2022, up 54% quarter-over-quarter.
  • 27 funds opened new Innovator US Equity Buffer ETF October positions in Q4 2022 and 1 closed out, a net change of +26 holders.
  • The largest Innovator US Equity Buffer ETF October buyer in Q4 2022 was TrustCore Financial Services, an estimated $16.6M added.
  • The largest Innovator US Equity Buffer ETF October seller in Q4 2022 was Osaic Holdings, an estimated $259K sold.

Based on aggregated 13F filings for Q4 2022.