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BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
BDCS
Delisted
BDCS was delisted on the 25th of November, 2020.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 26 |
26
Natixis Advisors
Boston,
Massachusetts
| – | -$4.45M | -217,730 | Closed |
|
| 27 |
CFGS
27
Concourse Financial Group Securities
Birmingham,
Alabama
| – | -$875K | -48,877 | Closed |
|
| 28 |
RT
28
Rockland Trust
Hanover,
Massachusetts
| – | -$941K | -46,026 | Closed |
|
| 29 |
LSA
29
Lion Street Advisors
Austin,
Texas
| – | -$932K | -45,668 | Closed |
|
| 30 |
CFG
30
Cooper Financial Group
Irvine,
California
| – | -$543K | -26,576 | Closed |
|
| 31 |
31
Jane Street
New York
| – | -$334K | -16,352 | Closed |
|
| 32 |
BAM
32
Belpointe Asset Management
Reno,
Nevada
| – | -$333K | -16,269 | Closed |
|
| 33 |
PAS
33
Park Avenue Securities
New York
| – | -$300K | -14,669 | Closed |
|
| 34 |
34
Commonwealth Equity Services
Waltham,
Massachusetts
| – | -$298K | -14,626 | Closed |
|
| 35 |
RIA
35
Regal Investment Advisors
Kentwood,
Michigan
| – | -$279K | -13,653 | Closed |
|
| 36 |
36
Thrivent Financial for Lutherans
Minneapolis,
Minnesota
| – | -$252K | -12,334 | Closed |
|
| 37 |
P
37
&Partners
Nashville,
Tennessee
| – | -$240K | -11,727 | Closed |
|
| 38 |
38
UBS Group
Zurich,
Switzerland
| – | -$5K | -236 | Closed |
|