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Barings BDC
BBDC

111 hedge funds and large institutions have $205M invested in Barings BDC in 2014 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 50 increasing their positions, 30 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

67% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 30

4.55% less ownership

Funds ownership: 27.33% → 22.78% (-4.5%)

9% less funds holding

Funds holding: 122 → 111 (-11)

12% less capital invested

Capital invested by funds: $235M → $205M (-$29.2M)

38% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 29

100% less call options, than puts

Call options by funds: $3K | Put options by funds: $903K

Holders
111
Holders Change
-11
Holders Change %
-9.02%
% of All Funds
3.22%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
18
Increased
50
Reduced
30
Closed
29
Calls
$3K
Puts
$903K
Net Calls
-$900K
Net Calls Change
-$106K

Top Buyers

1
NC
Northpointe Capital
Michigan
+$6.8M
2
Millennium Management
Millennium Management
New York
+$5.04M
3
Two Sigma Investments
Two Sigma Investments
New York
+$4.24M
4
EAM
Edge Asset Management
Washington
+$2.55M
5
VAM
Verity Asset Management
North Carolina
+$2.32M

Top Sellers

1
Northern Trust
Northern Trust
Illinois
-$5.6M
2
GC
Guggenheim Capital
Illinois
-$3.86M
3
Deutsche Bank
Deutsche Bank
Germany
-$3.82M
4
OCG
Opus Capital Group
Ohio
-$3.43M
5
PP
Paloma Partners
Connecticut
-$3.37M
Name Holding Trade Value Shares
Change 		Change in
Stake
EARNEST Partners
101
EARNEST Partners
Georgia
$13K – – –
BRWM
102
B. Riley Wealth Management
Tennessee
$10K – – –
DADC
103
D.A. Davidson & Co
Montana
$7K -$13.6K -500 -63%
First Manhattan
104
First Manhattan
New York
$5K – – –
GSC
105
Ground Swell Capital
South Carolina
$5K +$786 +29 +17%
WA
106
WFG Advisors
Texas
$4K – – –
MA
107
MCF Advisors
Kentucky
$4K +$4.07K +150 New
WCM
108
Westend Capital Management
California
$2K +$2.03K +75 New
CCA
109
Catalyst Capital Advisors
New York
$2K +$2.28K +84 New
HR
110
Howe & Rusling
New York
$2K +$2.44K +90 New
Manulife (Manufacturers Life Insurance)
111
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$27 -$1.52K -56 -5%
PP
112
Paloma Partners
Connecticut
– -$3.37M -118,696 Closed
COPPSERS
113
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
– -$3.2M -112,744 Closed
CS
114
Credit Suisse
Switzerland
– -$2.26M -79,729 Closed
LP
115
LMR Partners
United Kingdom
– -$2.18M -76,819 Closed
AAMU
116
Amundi Asset Management US
Massachusetts
– -$789K -27,804 Closed
BCMU
117
BlueCrest Capital Management (UK)
Guernsey
– -$765K -26,959 Closed
MNA
118
Manning & Napier Advisors
New York
– -$760K -26,810 Closed
California Public Employees Retirement System
119
California Public Employees Retirement System
California
– -$636K -22,425 Closed
SFM
120
Soros Fund Management
New York
– -$494K -17,400 Closed
QI
121
Quotient Investors
New York
– -$469K -16,525 Closed
AGM
122
Alpine Global Management
New York
– -$459K -16,196 Closed
Jane Street
123
Jane Street
New York
– -$424K -14,938 Closed
Marshall Wace
124
Marshall Wace
United Kingdom
– -$400K -14,100 Closed
Nomura Holdings
125
Nomura Holdings
Japan
– -$348K -12,400 Closed
2 3 4
5
6

BBDC Hedge Fund Activity: Q3 2014 in Review

111 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Barings BDC (BBDC) for Q3 2014, worth a combined $205M — down 12% from $235M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of BBDC and 18 opened new positions — a net loss of 11 holders — while 30 trimmed existing stakes and 50 added.

The largest buyer was Northpointe Capital, opening a new position worth an estimated $6.8M. The largest seller was Northern Trust, cutting an estimated $5.6M.

  • 111 institutional investors held Barings BDC (BBDC) as of Q3 2014, down from 122 in Q2 2014.
  • Funds reported $205M of Barings BDC stock for Q3 2014, down 12% quarter-over-quarter.
  • 18 funds opened new Barings BDC positions in Q3 2014 and 29 closed out, a net change of -11 holders.
  • The largest Barings BDC buyer in Q3 2014 was Northpointe Capital, an estimated $6.8M added.
  • The largest Barings BDC seller in Q3 2014 was Northern Trust, an estimated $5.6M sold.

Based on aggregated 13F filings for Q3 2014.