First Manhattan’s Barings BDC BBDC Stock Holding History

First Manhattan’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-202	Closed	-$3K	–	1388
2016 Q2	$3K	Hold	202	–	–	﹤0.01%	1362
2016 Q1	$4K	Hold	202	–	–	﹤0.01%	1261
2015 Q4	$3K	Hold	202	–	–	﹤0.01%	1296
2015 Q3	$3K	Hold	202	–	–	﹤0.01%	1300
2015 Q2	$4K	Hold	202	–	–	﹤0.01%	1309
2015 Q1	$4K	Hold	202	–	–	﹤0.01%	1325
2014 Q4	$4K	Hold	202	–	–	﹤0.01%	1355
2014 Q3	$5K	Hold	202	–	–	﹤0.01%	1293
2014 Q2	$5K	Hold	202	–	–	﹤0.01%	1262
2014 Q1	$5K	Hold	202	–	–	﹤0.01%	1255
2013 Q4	$5K	Hold	202	–	–	﹤0.01%	1233
2013 Q3	$5K	Buy	+202	New	+$5.88K	﹤0.01%	1234

Other funds holding BBDC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

First Manhattan's BBDC Position: Q3 2016 in Review

First Manhattan sold out of Barings BDC (BBDC) in Q3 2016, closing a stake of 202 shares — an estimated $3K sold.

First Manhattan first reported a position in BBDC in Q3 2013 and held it in 12 quarters. The position peaked at $5K in Q3 2014. 104 funds tracked by Wall St. Rank hold BBDC as of Q3 2016.

First Manhattan reported no remaining Barings BDC position as of Q3 2016 after selling out during the quarter.
First Manhattan sold 202 Barings BDC shares in Q3 2016, an estimated $3K.
First Manhattan first reported a position in Barings BDC in Q3 2013 and held it in 12 quarters.
First Manhattan's Barings BDC position peaked at $5K in Q3 2014.
104 funds tracked by Wall St. Rank held Barings BDC as of Q3 2016.

Based on First Manhattan's 13F filing for Q3 2016, filed 20 Oct 2016.