Westend Capital Management’s Barings BDC BBDC Stock Holding History

Westend Capital Management’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-75	Closed	-$2K	–	79
2014 Q4	$2K	Hold	75	–	–	﹤0.01%	98
2014 Q3	$2K	Buy	+75	New	+$2.03K	﹤0.01%	91
2014 Q1	–	Sell	-75	Closed	-$2K	–	54
2013 Q4	$2K	Buy	+75	New	+$2.17K	﹤0.01%	88
2013 Q2	$2K	Buy	+75	New	+$2.09K	﹤0.01%	102

Other funds holding BBDC

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

Westend Capital Management's BBDC Position: Q1 2015 in Review

Westend Capital Management sold out of Barings BDC (BBDC) in Q1 2015, closing a stake of 75 shares — an estimated $2K sold.

Westend Capital Management first reported a position in BBDC in Q2 2013 and held it in 4 quarters. The position peaked at $2K in Q4 2014. 91 funds tracked by Wall St. Rank hold BBDC as of Q1 2015.

Westend Capital Management reported no remaining Barings BDC position as of Q1 2015 after selling out during the quarter.
Westend Capital Management sold 75 Barings BDC shares in Q1 2015, an estimated $2K.
Westend Capital Management first reported a position in Barings BDC in Q2 2013 and held it in 4 quarters.
Westend Capital Management's Barings BDC position peaked at $2K in Q4 2014.
91 funds tracked by Wall St. Rank held Barings BDC as of Q1 2015.

Based on Westend Capital Management's 13F filing for Q1 2015, filed 12 May 2015.