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Barings BDC

99 hedge funds and large institutions have $240M invested in Barings BDC in 2017 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 44 increasing their positions, 33 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 33

12% more call options, than puts

Call options by funds: $2.46M | Put options by funds: $2.19M

3.59% more ownership

Funds ownership: 31.61%35.2% (+3.6%)

17% less funds holding

Funds holding: 11999 (-20)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

64% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 28

75% less capital invested

Capital invested by funds: $973M → $240M (-$733M)

Holders
99
Holders Change
-20
Holders Change %
-16.81%
% of All Funds
2.47%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
10
Increased
44
Reduced
33
Closed
28
Calls
$2.46M
Puts
$2.19M
Net Calls
+$272K
Net Calls Change
+$594K
Name Holding Trade Value Shares
Change
Change in
Stake
OIA
51
Optimum Investment Advisors
Illinois
$446K
Citadel Advisors
52
Citadel Advisors
Florida
$431K +$455K +30,165 New
WA
53
Wasatch Advisors
Utah
$430K +$253K +16,800 +126%
ARTA
54
A.R.T. Advisors
New York
$420K -$3.02K -200 -0.7%
DG
55
Davidson & Garrard
Virginia
$401K -$838K -55,609 -66%
BW
56
Bison Wealth
Georgia
$367K
Baird Financial Group
57
Baird Financial Group
Wisconsin
$330K -$98.1K -6,508 -22%
IH
58
IFC Holdings
Florida
$318K +$5.14K +341 +2%
CFA
59
Carroll Financial Associates
North Carolina
$296K +$255K +16,900 +402%
CIBC World Market
60
CIBC World Market
Ontario, Canada
$292K -$8.05K -534 -3%
Truist Financial
61
Truist Financial
North Carolina
$286K +$332 +22 +0.1%
GI
62
GS Investments
Minnesota
$268K -$6.03K -400 -2%
BA
63
Bard Associates
Illinois
$236K +$7.54K +500 +3%
LSV Asset Management
64
LSV Asset Management
Illinois
$231K -$854K -56,628 -78%
VF
65
Virtu Financial
New York
$225K +$238K +15,760 New
William Blair & Company
66
William Blair & Company
Illinois
$223K -$47.5K -3,150 -17%
SPC
67
Sigma Planning Corp
Michigan
$219K +$76.3K +5,062 +49%
PI
68
PineBridge Investments
New York
$214K +$55.9K +3,708 +33%
SBIA
69
Sheaff Brock Investment Advisors
Indiana
$191K +$4.04K +268 +2%
HFS
70
HL Financial Services
Kentucky
$190K +$30.6K +2,030 +18%
SC
71
Saybrook Capital
North Carolina
$188K
CB
72
Commerce Bank
Missouri
$171K +$181K +12,000 New
US Bancorp
73
US Bancorp
Minnesota
$165K -$29.2K -1,935 -14%
State Street
74
State Street
Massachusetts
$146K +$154K +10,201 New
FCI
75
Financial Counselors Inc
Kansas
$143K +$151K +10,000 New

BBDC Hedge Fund Activity: Q3 2017 in Review

99 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Barings BDC (BBDC) for Q3 2017, worth a combined $240M — down 75% from $973M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of BBDC and 10 opened new positions — a net loss of 18 holders — while 33 trimmed existing stakes and 44 added.

The largest buyer was State of New Jersey Common Pension Fund D, adding an estimated $15.8M. The largest seller was McGowan Group Asset Management, exiting entirely with an estimated $9.52M sold.

  • 99 institutional investors held Barings BDC (BBDC) as of Q3 2017, down from 119 in Q2 2017.
  • Funds reported $240M of Barings BDC stock for Q3 2017, down 75% quarter-over-quarter.
  • 10 funds opened new Barings BDC positions in Q3 2017 and 28 closed out, a net change of -18 holders.
  • The largest Barings BDC buyer in Q3 2017 was State of New Jersey Common Pension Fund D, an estimated $15.8M added.
  • The largest Barings BDC seller in Q3 2017 was McGowan Group Asset Management, an estimated $9.52M sold.

Based on aggregated 13F filings for Q3 2017.