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Arrowhead Research
ARWR

85 hedge funds and large institutions have $39.5M invested in Arrowhead Research in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 30 increasing their positions, 24 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

34.35% more ownership

Funds ownership: 0% → 34.35% (+34%)

25% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 24

12% less funds holding

Funds holding: 97 → 85 (-12)

48% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 23

48% less call options, than puts

Call options by funds: $377K | Put options by funds: $729K

82% less capital invested

Capital invested by funds: $220M → $39.5M (-$181M)

Holders
85
Holders Change
-12
Holders Change %
-12.37%
% of All Funds
2.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
30
Reduced
24
Closed
23
Calls
$377K
Puts
$729K
Net Calls
-$352K
Net Calls Change
+$1.04M

Top Buyers

1
PGCM
Prescott Group Capital Management
Oklahoma
+$8.13M
2
Millennium Management
Millennium Management
New York
+$4.87M
3
BFA
BlackRock Fund Advisors
California
+$1.98M
4
AFM
Anson Funds Management
Texas
+$1.51M
5
Morgan Stanley
Morgan Stanley
New York
+$1.32M

Top Sellers

1
O
OrbiMed
New York
-$15.9M
2
BBA
Baker Bros. Advisors
New York
-$13.6M
3
RCM
RA Capital Management
Massachusetts
-$11.2M
4
RI
RTW Investments
New York
-$8.21M
5
HIM
Hillhouse Investment Management
Cayman Islands
-$4.98M
Name Holding Trade Value Shares
Change 		Change in
Stake
NFG
76
Next Financial Group
Texas
$2K – – –
Zurich Cantonal Bank
77
Zurich Cantonal Bank
Switzerland
$2K – – –
Federated Hermes
78
Federated Hermes
Pennsylvania
$2K +$1.95K +458 +59%
TWA
79
TCI Wealth Advisors
Arizona
$1K -$2.98K -700 -64%
CHP
80
Cable Hill Partners
Oregon
$1K – – –
HDIM
81
Hanson & Doremus Investment Management
Vermont
$729 – – –
O
82
OrbiMed
New York
– -$15.9M -2,159,973 Closed
BBA
83
Baker Bros. Advisors
New York
– -$13.6M -1,856,967 Closed
RCM
84
RA Capital Management
Massachusetts
– -$11.2M -1,525,424 Closed
RI
85
RTW Investments
New York
– -$8.21M -1,116,777 Closed
HIM
86
Hillhouse Investment Management
Cayman Islands
– -$4.98M -677,966 Closed
Allianz Asset Management
87
Allianz Asset Management
Germany
– -$1.75M -238,082 Closed
EAM
88
EverPoint Asset Management
Connecticut
– -$1.47M -200,000 Closed
SFM
89
Sphera Funds Management
Israel
– -$735K -100,000 Closed
SAM
90
Shell Asset Management
Netherlands
– -$542K -73,686 Closed
FPC
91
Falcon Point Capital
California
– -$339K -58,398 Closed
VEA
92
Virtus ETF Advisers
New York
– -$318K -43,272 Closed
MC
93
Moors & Cabot
Massachusetts
– -$292K -40,270 Closed
HCM
94
Highbridge Capital Management
New York
– -$275K -37,425 Closed
MLICM
95
Metropolitan Life Insurance Company (MetLife)
New York
– -$270K -36,692 Closed
PPA
96
Parametric Portfolio Associates
Washington
– -$265K -36,002 Closed
CCM
97
Condor Capital Management
New Jersey
– -$169K -22,959 Closed
Bank of Montreal
98
Bank of Montreal
Ontario, Canada
– -$94.8K -22,252 -99%
VKH
99
Virtu KCG Holdings
New York
– -$160K -21,809 Closed
Cambridge Investment Research Advisors
100
Cambridge Investment Research Advisors
Iowa
– -$122K -16,587 Closed
1 2 3
4
5

ARWR Hedge Fund Activity: Q4 2016 in Review

85 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Arrowhead Research (ARWR) for Q4 2016, worth a combined $39.5M — down 82% from $220M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of ARWR and 12 opened new positions — a net loss of 11 holders — while 24 trimmed existing stakes and 30 added.

The largest buyer was Prescott Group Capital Management, opening a new position worth an estimated $8.13M. The largest seller was OrbiMed, exiting entirely with an estimated $15.9M sold.

  • 85 institutional investors held Arrowhead Research (ARWR) as of Q4 2016, down from 97 in Q3 2016.
  • Funds reported $39.5M of Arrowhead Research stock for Q4 2016, down 82% quarter-over-quarter.
  • 12 funds opened new Arrowhead Research positions in Q4 2016 and 23 closed out, a net change of -11 holders.
  • The largest Arrowhead Research buyer in Q4 2016 was Prescott Group Capital Management, an estimated $8.13M added.
  • The largest Arrowhead Research seller in Q4 2016 was OrbiMed, an estimated $15.9M sold.

Based on aggregated 13F filings for Q4 2016.