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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

257 hedge funds and large institutions have $439M invested in Alcatel-Lucent in 2014 Q4 according to their latest regulatory filings, with 57 funds opening new positions, 49 increasing their positions, 68 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

207% more call options, than puts

Call options by funds: $20.4M | Put options by funds: $6.63M

119% more first-time investments, than exits

New positions opened: 57 | Existing positions closed: 26

53% more capital invested

Capital invested by funds: $287M → $439M (+$152M)

12% more funds holding

Funds holding: 229257 (+28)

28% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 68

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
257
Holders Change
+28
Holders Change %
+12.23%
% of All Funds
6.86%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
57
Increased
49
Reduced
68
Closed
26
Calls
$20.4M
Puts
$6.63M
Net Calls
+$13.8M
Net Calls Change
+$3.75M
Name Holding Trade Value Shares
Change
Change in
Stake
WPC
101
White Pine Capital
Minnesota
$56K -$9.35K -3,000 -16%
Stifel Financial
102
Stifel Financial
Missouri
$56K -$8.99K -2,885 -15%
FIM
103
Freedom Investment Management
Connecticut
$49K +$42.9K +13,759 New
SEIA
104
Signature Estate & Investment Advisors
California
$47K
SF
105
Synovus Financial
Georgia
$45K +$343 +110 +0.9%
FAAS
106
First Allied Advisory Services
California
$45K +$41.3K +13,241 New
Janney Montgomery Scott
107
Janney Montgomery Scott
Pennsylvania
$44.9K +$39.4K +12,640 New
ANTB
108
AMG National Trust Bank
Colorado
$44K
ACM
109
Azimuth Capital Management
Michigan
$43K
CWM
110
Concert Wealth Management
California
$42K +$36.1K +11,572 New
ClearBridge Investments
111
ClearBridge Investments
New York
$41K +$630 +202 +2%
SI
112
SII Investments
Wisconsin
$41K +$35.4K +11,351 New
William Blair & Company
113
William Blair & Company
Illinois
$41K +$36.7K +11,764 New
DTL
114
Dynamic Technology Lab
Singapore
$40K +$34.8K +11,149 New
MA
115
Marshwinds Advisory
Georgia
$38K -$982 -315 -3%
CNB
116
City National Bank
California
$38K +$33.3K +10,681 New
EAM
117
Evanson Asset Management
California
$38K +$33.6K +10,779 New
CCMD
118
Cypress Capital Management (Delaware)
Delaware
$37K
State Street
119
State Street
Massachusetts
$36K -$243 -78 -0.8%
KT
120
Kanaly Trust
Texas
$36K
TFCP
121
Twin Focus Capital Partners
Massachusetts
$36K
PNC Financial Services Group
122
PNC Financial Services Group
Pennsylvania
$33K -$18.1K -5,812 -39%
Fifth Third Bancorp
123
Fifth Third Bancorp
Ohio
$32K +$10K +3,213 +55%
PG
124
PEAK6 Group
Illinois
$30K +$26.3K +8,451 New
NFG
125
Next Financial Group
Texas
$26K -$3.41K -1,094 -13%

ALU Hedge Fund Activity: Q4 2014 in Review

257 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q4 2014, worth a combined $439M — up 53% from $287M a quarter earlier.

Buyers outnumbered sellers: 57 funds opened new ALU positions and 26 closed out — a net gain of 31 holders — while 49 added to existing stakes and 68 trimmed.

The largest buyer was TIAA CREF Investment Management, opening a new position worth an estimated $70.3M. The largest seller was Raging Capital Management, exiting entirely with an estimated $34.1M sold.

  • 257 institutional investors held Alcatel-Lucent (ALU) as of Q4 2014, up from 229 in Q3 2014.
  • Funds reported $439M of Alcatel-Lucent stock for Q4 2014, up 53% quarter-over-quarter.
  • 57 funds opened new Alcatel-Lucent positions in Q4 2014 and 26 closed out, a net change of +31 holders.
  • The largest Alcatel-Lucent buyer in Q4 2014 was TIAA CREF Investment Management, an estimated $70.3M added.
  • The largest Alcatel-Lucent seller in Q4 2014 was Raging Capital Management, an estimated $34.1M sold.

Based on aggregated 13F filings for Q4 2014.