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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

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229 hedge funds and large institutions have $287M invested in Alcatel-Lucent in 2014 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 52 increasing their positions, 62 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

144% more call options, than puts

Call options by funds: $17M | Put options by funds: $6.97M

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

3% less funds holding

Funds holding: 235 → 229 (-6)

16% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 62

18% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 34

34% less capital invested

Capital invested by funds: $437M → $287M (-$150M)

Holders
229
Holders Change
-6
Holders Change %
-2.55%
% of All Funds
6.65%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
28
Increased
52
Reduced
62
Closed
34
Calls
$17M
Puts
$6.97M
Net Calls
+$10M
Net Calls Change
-$2.68M

Top Buyers

Rank Fund Capital Flow
1
RCM
Raging Capital Management
New Jersey
+$6.38M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$5.48M
3
SC
Sculptor Capital
New York
+$4.34M
4
Barclays
Barclays
United Kingdom
+$4.31M
5
GL
GLG LLC
New York
+$3.62M

Top Sellers

Rank Fund Capital Flow
1
Allianz Asset Management
Allianz Asset Management
Germany
-$35.5M
2
Deutsche Bank
Deutsche Bank
Germany
-$30.1M
3
Lazard Asset Management
Lazard Asset Management
New York
-$21.2M
4
Nomura Holdings
Nomura Holdings
Japan
-$10.6M
5
BIM
Bogle Investment Management
Massachusetts
-$9.68M
Name Holding Trade Value Shares
Change 		Change in
Stake
MCM
51
McGlinn Capital Management
Pennsylvania
$553K – – –
PPA
52
Parametric Portfolio Associates
Washington
$549K +$47.7K +13,990 +8%
CAM
53
Capstone Asset Management
Texas
$483K +$4.26K +1,250 +0.8%
RJA
54
Raymond James & Associates
Florida
$454K -$19.4K -5,676 -4%
WAM
55
World Asset Management
Michigan
$439K -$27.2K -7,973 -5%
RCM
56
Riverhead Capital Management
Delaware
$403K – – –
Comerica Bank
57
Comerica Bank
Texas
$385K -$20.3K -5,946 -4%
Millennium Management
58
Millennium Management
New York
$335K -$5.02M -1,471,050 -93%
ICM
59
ICC Capital Management
Florida
$299K +$29.7K +8,715 +10%
TH
60
Timber Hill
Connecticut
$293K +$329K +96,559 New
AC
61
Amici Capital
New York
$279K – – –
ST
62
Spot Trading
Illinois
$273K +$74.1K +21,736 +32%
CA
63
Commerzbank Aktiengesellschaft
Germany
$266K -$212K -62,030 -41%
BBA
64
BLB&B Advisors
Pennsylvania
$265K -$238K -69,723 -44%
MCM
65
Marathon Capital Management
Maryland
$247K – – –
OC
66
Oppenheimer & Co
New York
$228K +$39.2K +11,500 +18%
Creative Planning
67
Creative Planning
Kansas
$218K +$19.1K +5,605 +8%
SCM
68
SOL Capital Management
Maryland
$200K – – –
SG Americas Securities
69
SG Americas Securities
New York
$197K – – –
RFC
70
Russell Frank Company
Washington
$184K – – –
Royal Bank of Canada
71
Royal Bank of Canada
Ontario, Canada
$178K +$65.6K +19,231 +49%
UR
72
USCA RIA
Texas
$177K +$3.41K +1,000 +2%
WAM
73
Wolverine Asset Management
Illinois
$176K +$199K +58,250 New
LTFS
74
Ladenburg Thalmann Financial Services
Florida
$166K -$5.23K -1,534 -3%
Invesco
75
Invesco
Georgia
$158K +$8.34K +2,446 +5%
1 2
3
4 5

ALU Hedge Fund Activity: Q3 2014 in Review

229 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q3 2014, worth a combined $287M — down 34% from $437M a quarter earlier.

Sellers outnumbered buyers: 34 funds closed out of ALU and 28 opened new positions — a net loss of 6 holders — while 62 trimmed existing stakes and 52 added.

The largest buyer was Raging Capital Management, adding an estimated $6.38M. The largest seller was Allianz Asset Management, cutting an estimated $35.5M.

  • 229 institutional investors held Alcatel-Lucent (ALU) as of Q3 2014, down from 235 in Q2 2014.
  • Funds reported $287M of Alcatel-Lucent stock for Q3 2014, down 34% quarter-over-quarter.
  • 28 funds opened new Alcatel-Lucent positions in Q3 2014 and 34 closed out, a net change of -6 holders.
  • The largest Alcatel-Lucent buyer in Q3 2014 was Raging Capital Management, an estimated $6.38M added.
  • The largest Alcatel-Lucent seller in Q3 2014 was Allianz Asset Management, an estimated $35.5M sold.

Based on aggregated 13F filings for Q3 2014.