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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

253 hedge funds and large institutions have $460M invested in Alcatel-Lucent in 2015 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 73 increasing their positions, 59 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

76% more call options, than puts

Call options by funds: $5.96M | Put options by funds: $3.4M

24% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 59

5% more capital invested

Capital invested by funds: $439M → $460M (+$21.3M)

0% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 33

2% less funds holding

Funds holding: 257253 (-4)

Holders
253
Holders Change
-4
Holders Change %
-1.56%
% of All Funds
6.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
33
Increased
73
Reduced
59
Closed
33
Calls
$5.96M
Puts
$3.4M
Net Calls
+$2.57M
Net Calls Change
-$11.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
26
Bank of America
North Carolina
$2.3M -$323K -88,038 -13%
LMIM
27
Lockheed Martin Investment Management
Maryland
$2.03M +$2M +545,000 New
California Public Employees Retirement System
28
California Public Employees Retirement System
California
$1.98M
ED
29
Exane Derivatives
France
$1.95M -$4.51M -1,227,146 -70%
ACI
30
AMP Capital Investors
Australia
$1.9M +$152K +41,247 +9%
HHC
31
Hutchin Hill Capital
New York
$1.86M
AG
32
Aperio Group
California
$1.73M +$1.52K +413 +0.1%
PPA
33
Parametric Portfolio Associates
Washington
$1.72M +$390K +106,272 +30%
UBS Group
34
UBS Group
Switzerland
$1.61M -$106K -28,878 -6%
CS
35
Credit Suisse
Switzerland
$1.6M -$4.9M -1,333,844 -76%
OMC
36
Old Mission Capital
Illinois
$1.51M +$1.48M +403,710 New
ID
37
Integral Derivatives
New York
$1.47M +$358K +97,377 +33%
BAAM
38
Baker Avenue Asset Management
California
$1.35M -$421K -114,560 -24%
HRC
39
Hoertkorn Richard Charles
$1.33M -$20.9K -5,700 -2%
PA
40
Profund Advisors
Maryland
$1.12M +$212K +57,645 +24%
CAM
41
Capstone Asset Management
Texas
$1.05M +$107K +29,080 +11%
Wells Fargo
42
Wells Fargo
California
$1.01M +$15K +4,095 +2%
Legal & General Group
43
Legal & General Group
United Kingdom
$898K
Bank of New York Mellon
44
Bank of New York Mellon
New York
$891K -$549K -149,290 -38%
AssetMark Inc
45
AssetMark Inc
California
$876K -$9.7K -2,640 -1%
LPL Financial
46
LPL Financial
California
$761K -$10.3K -2,807 -1%
IGIM
47
I.G. Investment Management
Manitoba, Canada
$732K
SG Americas Securities
48
SG Americas Securities
New York
$698K +$449K +122,278 +188%
RJA
49
Raymond James & Associates
Florida
$686K +$150K +40,869 +29%
ST
50
Spot Trading
Illinois
$675K +$262K +71,260 +65%

ALU Hedge Fund Activity: Q1 2015 in Review

253 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q1 2015, worth a combined $460M — up 4.9% from $439M a quarter earlier.

Fund positioning in ALU was balanced in Q1 2015: 33 funds opened new positions, 33 closed out, 73 added to existing stakes and 59 trimmed.

The largest buyer was Criterion Capital Management, adding an estimated $27.2M. The largest seller was Putnam Investments, exiting entirely with an estimated $32.2M sold.

  • 253 institutional investors held Alcatel-Lucent (ALU) as of Q1 2015, down from 257 in Q4 2014.
  • Funds reported $460M of Alcatel-Lucent stock for Q1 2015, up 4.9% quarter-over-quarter.
  • 33 funds opened new Alcatel-Lucent positions in Q1 2015 and 33 closed out, a net change of 0 holders.
  • The largest Alcatel-Lucent buyer in Q1 2015 was Criterion Capital Management, an estimated $27.2M added.
  • The largest Alcatel-Lucent seller in Q1 2015 was Putnam Investments, an estimated $32.2M sold.

Based on aggregated 13F filings for Q1 2015.